Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資産管理(香港)有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2005-01-25
C Advising on futures contracts 2005-01-25
C Advising on securities 2005-01-25
C 2007-05-08 2019-09-30
C 2019-10-01
C Asset management 2019-09-30
C 2019-10-01
C Dealing in securities 2005-01-25
C 2007-05-08 2019-09-30
C 2019-10-01

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