Standard Advisory Asia Limited 標銀亞洲有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2003-05-29 | C | 2014-12-01 | 2019-06-10 |
C | Advising on futures contracts | 2007-03-09 | 2013-04-12 |
C | Advising on securities | 2003-05-29 | C | 2007-03-09 | 2013-04-12 | C | 2014-12-01 | 2019-06-10 |
C | Asset management | 2003-05-29 | C | 2010-04-14 | 2012-08-07 |
C | Dealing in futures contracts | 2007-03-09 | 2013-04-12 |
C | Dealing in securities | 2003-05-29 | C | 2007-03-09 | 2013-09-04 | C | 2014-12-01 | 2019-06-10 |
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