HEAD & SHOULDERS SECURITIES LIMITED 聯合證券有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2004-12-23 | |
| C | Advising on securities | 2004-12-23 | C | 2008-03-27 |
| C | Asset management | 2004-12-23 | C | 2008-03-27 | 2012-06-04 |
| C | Dealing in futures contracts | 2008-12-11 | 2012-07-27 | C | 2018-11-22 |
| C | Dealing in securities |
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