MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2010-12-30 | C | 2010-12-31 |
| R | Advising on securities | 2010-12-30 | C | 2010-12-31 |
| R | Asset management | 2009-04-29 | |
| C | Dealing in futures contracts | 2010-12-31 | |
| R | Dealing in securities | 2010-12-30 | C | 2010-12-31 |
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