HAI TONG SECURITIES (HK) BROKERAGE LIMITED 海通證券(香港)經紀有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on futures contracts 2007-12-18 2011-02-23
C Advising on securities 2007-12-18 2011-02-23
C Dealing in futures contracts 2007-12-18 2011-09-30
C Dealing in securities 2007-12-18 2011-09-30

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