CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2010-07-22 | 2012-08-15 | C | 2018-09-04 |
C | Advising on securities | 2009-03-13 | |
C | Dealing in futures contracts | 2004-07-15 | |
C | Dealing in securities | 2004-07-15 | |
C | Leveraged foreign exchange trading | 2008-12-30 | 2011-04-21 |
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