Glory Sun Securities Limited 寶新證券有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2004-11-30 | C | 2017-01-12 | 2024-04-05 |
C | Advising on securities | 2004-11-30 | C | 2014-03-20 |
C | Asset management | 2004-11-30 | C | 2014-03-20 |
C | Dealing in futures contracts | 2012-09-18 | 2022-10-06 |
C | Dealing in securities |
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