Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2004-02-16 | C | 2006-07-08 |
| C | Advising on futures contracts | 2012-06-14 | |
| C | Advising on securities | ||
| C | Asset management | 2012-06-14 | |
| C | Dealing in futures contracts | 2012-06-14 | |
| C | Dealing in securities | ||
| C | Leveraged foreign exchange trading | 2012-06-14 | 2016-10-31 |
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