NATWEST MARKETS PLC 國民西敏寺資本市場銀行有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2004-10-15 | R | 2008-04-18 | 2016-03-23 |
| R | Advising on securities | 2004-10-15 | R | 2008-04-18 | 2022-05-24 |
| R | Asset management | 2004-10-15 | |
| R | Dealing in futures contracts | 2008-04-18 | 2014-03-31 |
| R | Dealing in securities | 2022-05-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy