Cowen and Company (Asia) Limited 高宏亞洲投資有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2003-12-19 | 2015-11-27 |
| C | Advising on securities | 2015-11-27 | |
| C | Dealing in futures contracts | 2019-05-17 | 2024-03-26 |
| C | Dealing in securities | 2011-07-08 | 2015-11-27 | C | 2019-05-17 | 2024-03-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy