CNI Securities Group Limited 中國北方證券集團有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on securities | 2014-05-13 | |
| C | Dealing in futures contracts | 2011-06-28 | |
| C | Dealing in securities | 2009-12-15 |
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