BGC SECURITIES (HONG KONG) LLC
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2005-02-07 | |
| C | Advising on futures contracts | 2011-10-19 | 2013-01-07 |
| C | Advising on securities | 2005-02-07 | C | 2011-10-19 | 2013-01-07 |
| C | Asset management | 2005-02-07 | C | 2011-10-19 | 2013-01-07 |
| C | Dealing in futures contracts | 2008-06-25 | |
| C | Dealing in securities | ||
| C | Leveraged foreign exchange trading | 2007-08-29 | 2011-03-23 |
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