HSBC STRUCTURED FUNDS (ASIA) LIMITED

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on futures contracts 2004-02-10
C Advising on securities 2004-02-10 2015-07-22
C Asset management 2015-07-22
C Dealing in futures contracts 2004-02-10

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