GUOTAI JUNAN FUND MANAGEMENT LIMITED 國泰君安基金管理有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on securities | 2011-08-04 | 2021-06-17 |
| C | Asset management | 2008-05-29 | 2024-02-06 |
| C | Dealing in securities | 2014-02-17 | 2020-12-09 |
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