South West Capital Limited (d2013-12-11) 西南融資有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2011-06-30 2013-04-26
C Dealing in futures contracts 2011-06-30 2011-10-25
C Dealing in securities 2011-06-30 2011-10-25
C 2012-04-20 2013-04-26

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