Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2004-12-16 | |
C | Advising on futures contracts | 2004-12-16 | |
C | Advising on securities | ||
C | Asset management | ||
C | Dealing in securities | 2004-12-16 | C | 2013-05-20 |
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