SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance
C Advising on securities 2007-04-20
C Asset management 2006-05-30 2006-12-08
C Dealing in securities 2007-04-20
C 2009-12-24

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