CAPITAL REALM FINANCIAL HOLDINGS GROUP LIMITED 資本界金控集團有限公司

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Regular advisers

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Adviser Role Added Removed
AVANTA INVESTMENT MANAGEMENT LIMITED Investment Manager 2000-11-30 2003-08-31
Baker Tilly Hong Kong Limited Auditor 2005-05-25 2006-02-28
BANK OF CHINA (HONG KONG) LIMITED Banker 2011-06-29 2014-06-27
Bank of Communications Co., Ltd. Banker 2016-06-30 2021-06-30
BDO LIMITED Auditor 2013-05-30 2022-02-25
Butterfield Fulcrum Group (Cayman) Limited Overseas Registrar 2000-11-30 2011-03-11
China CITIC Bank International Limited Banker 2014-06-27
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Investment Manager 2012-05-01 2020-01-06
Custodian 2012-06-26 2016-06-30
CITIC Securities Brokerage (HK) Limited Custodian 2011-06-29 2012-06-26
Conyers Dill & Pearman (BM) Lawyer 2012-06-26 2018-06-29
Lawyer 2019-06-28
DAH SING BANK, LIMITED Banker 2015-06-29
Deloitte Touche Tohmatsu (HK) Auditor 2000-11-30 2005-05-25
DESCARTES GLOBAL ASSET MANAGEMENT LIMITED Investment Manager 2007 2009-03-09
Everbright Securities Investment Services (HK) Limited Custodian 2011-06-29 2012-06-26
Evergrande Securities (Hong Kong) Limited Investment Manager 2021-12-01 2024-10-04
Fairbairn Catley Low & Kong Lawyer 2019-06-28 2022-06-30
FAN, CHAN & CO. LIMITED Auditor 2022-02-25
HLM CPA Limited Auditor 2006-02-28 2013-05-30
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Banker 2000-11-30 2016-06-30
Custodian 2000-11-30 2009-07-17
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED Banker 2009-07-17 2012-06-26
Industrial Bank of Korea Banker 2010-07-26 2011-06-29
Jingtian & Gongcheng (CN) Lawyer 2000-11-30 2001-07-19
Kwok & Yih Lawyer 2001-07-19 2004-07-29
Li & Partners Lawyer 2004-07-29 2009-07-17
Ma Tang & Co. Lawyer 2017-06-28 2018-06-29
Maples and Calder Lawyer 2000-11-30 2012-06-26
Mello Jones of Martin Lawyer 2011-06-29 2012-06-26
Michael Li & Co. Lawyer 2009-07-17 2017-06-28
MUFG Fund Services (Bermuda) Limited Overseas Registrar 2011-03-11
O-Bank Co., Ltd. Banker 2021-06-30 2024-06-28
Patrick Mak & Tse Lawyer 2022-06-30 2023-06-29
Reed Smith Richards Butler (HK) Lawyer 2000-11-30 2001-07-19
SIMPLEX CAPITAL ASIA LIMITED Investment Manager 2003-09-01 2007
TRICOR STANDARD LIMITED Registrar 2000-11-30 2009-06-01
UNION REGISTRARS LIMITED Registrar 2009-06-01
UNITED GAIN INVESTMENT LIMITED Investment Manager 2009-03-09 2012-05-01

One-time advisers

Adviser Role Added
BDO LIMITED Rep Accountant 2021-06-25
Changjiang Securities Brokerage (HK) Limited Placing agent 2015-01-06
ChaoShang Securities Limited Placing agent 2020-11-06
CHEONG LEE SECURITIES LIMITED Placing agent 2021-10-18
Placing agent 2022-09-15
Placing agent 2023-05-25
Placing agent 2024-01-25
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Placing agent 2013-03-20
Placing agent 2013-08-29
CINDA INTERNATIONAL CAPITAL LIMITED IFA (Takeover Code) 2011-01-25
DL SECURITIES (HK) LIMITED Fin Adv (1-time) 2021-06-25
Everbright Securities Global (HK) Limited IFA (Takeover Code) 2007-09-28
FAN, CHAN & CO. LIMITED Rep Accountant 2023-06-16
FDB Financial Group Limited IFA (Listing Rules) 2014-04-14
IFA (Listing Rules) 2023-06-16
Gram Capital Limited Fin Adv (1-time) 2014-12-10
HLM CPA Limited Rep Accountant 2007-10-18
Rep Accountant 2009-03-25
Rep Accountant 2012-03-31
HOORAY CAPITAL LIMITED FA to subscriber 2011-01-31
INCU CORPORATE FINANCE LIMITED IFA (Listing Rules) 2009-03-23
KGI CAPITAL ASIA LIMITED IFA (Listing Rules) 2002-08-26
Fin Adv (1-time) 2007-10-18
Kwok & Yih Underwriters' Lawyer (IPO) 2000-11-30
NEW JAPAN SECURITIES INTERNATIONAL (HONG KONG) LIMITED Sponsor 2000-11-30
Quam Securities Limited Placing agent 2020-12-07
RHB SECURITIES HONG KONG LIMITED Placing agent 2014-01-02
Placing agent 2014-08-20
Placing agent 2015-09-25
Ruisen Port Securities Limited Placing agent 2024-01-25
SILVERBRICKS SECURITIES COMPANY LIMITED Fin Adv (1-time) 2021-06-25
Placing agent 2021-10-18
Placing agent 2023-05-25
Soochow Securities International Brokerage Limited Placing agent 2021-10-18
STANDARD CHARTERED BANK (HONG KONG) LIMITED Receiving Bank 2000-11-30
TIS SECURITIES (HK) LIMITED Co-sponsor 2000-11-30
TSE'S SECURITIES LIMITED Placing agent 2019-01-02
Placing agent 2019-10-09
Placing agent 2021-10-18
YU MING INVESTMENT MANAGEMENT LIMITED Fin Adv (1-time) 2011-01-31

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