SECURITIES AND FUTURES COMMISSION 證券及期貨事務監察委員會

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Name Age
in
2019
Position From Until
1 Alder, Ashley Ian 歐達禮 M 60 EDExecutive Director 2001-10-01 2004-10-22
CEOChief Executive Officer 2011-10-01 2020-10-01
2 Arculli, Ronald Joseph 夏佳理 M 80 NEDNon-Executive Director 2001-01-01
3 Atkinson, Thomas Allan 魏建新 M EDExecutive Director 2016-05-03 2022-05-03
4 Au-Yang, Peter Cheong Yan 歐陽長恩 M 59 EDExecutive Director 2003-05-26 2006-05-26
5 Au, Albert Siu Cheung 區嘯翔 M 68 NEDNon-Executive Director 2015-05-26 2019-05-26
6 Bailey, Paul Richard M EDExecutive Director 1999-04-01 2001-11-01
7 Cha Shih, Laura May Lung 史美倫 F 70 EDExecutive Director 1998-01-01
Dep ChDeputy Chairman 1998-01-01 2001-03-01
8 Chalmers, Roderick E D M NEDNon-Executive Director 1999-01-01
9 Chan, Agnes Sui Kuen 陳瑞娟 F NEDNon-Executive Director 2018-10-20 2020-10-20
10 Chan, Bernard Chi Sze 陳智思 M 54 NEDNon-Executive Director 2001-01-01 2001-09-27
11 Chan, Clement Kam Wing 陳錦榮 M 61 NEDNon-Executive Director 2019-05-26 2021-05-26
12 Chan, Kam Lam 陳鑑林 M 70 NEDNon-Executive Director 2007-11-15 2013-11-15
13 Chan, Ronnie Chi Chung 陳啟宗 M 70 NEDNon-Executive Director 1998-08-01
14 Chen, Edward Kwan Yiu 陳坤耀 M 74 NEDNon-Executive Director 1991 1995
15 Cheng, Christopher Wai Chee 鄭維志 M 71 NEDNon-Executive Director 2003-11-15 2009-11-15
16 Cheng, Edward Wai Sun 鄭維新 M 64 NEDNon-Executive Director 2017-01-01 2021-01-01
17 Cheng, Leonard Kwok Hon 鄭國漢 M 66 NEDNon-Executive Director 2011-01-01 2017-01-01
18 Cheng, Vincent Hoi Chuen 鄭海泉 M 71 NEDNon-Executive Director 1997-08
19 Choi, Christina Fung Yee 蔡鳳儀 F EDExecutive Director 2016-08-01 2019-08-01
20 Chow, Anderson Ka Ming 周家明 M 55 NEDNon-Executive Director 2011-01-01 2014-08-01
21 Dickens, Mark Francis 狄勤思 M 67 EDExecutive Director 1997-01-01 2005-04-01
22 Fan, Henry Hung Ling 范鴻齡 M 71 NEDNon-Executive Director 1995-11-15 2003-11-14
23 Fong, Eddy Ching 方正 M 72 NEDNon-Executive Director 2005-01-01 2006-10-20
NED, ChNon-Executive Director, Chairman 2006-10-20 2012-10-20
24 Fung, Daniel Richard Wah Kin 馮華健 M 66 NEDNon-Executive Director 1999-01-01 2005-01-01
25 Gilmore, Robert B M Dep ChDeputy Chairman 1995-05-01
26 Ho, Brian Yin Tung 何賢通 M EDExecutive Director 2006-08-28 2021-08-28
27 Huang, Lester Garson 黃嘉純 M 60 NEDNon-Executive Director 2015-11-15 2019-11-15
28 Kennedy, Paul Michael (1957) 簡俊傑 M 62 ED, COOExecutive Director, Chief Operating Officer 2006-10-16 2010-04-07
29 Ko, Teresa Yuk Yin 高育賢 F 59 NEDNon-Executive Director 2012-08-01 2018-08-01
30 Kotewall, Robert George M NEDNon-Executive Director 1993-06-01 1999-01-01
31 Kwok, Kenneth Hing Wai 郭慶偉 M 70 NEDNon-Executive Director 2005-01-01 2011-01-01
32 Kwok, Raymond Ping Luen 郭炳聯 M 66 NEDNon-Executive Director 1998-08-01 2006-08-01
33 Lam Cheung, Alexa Cheuk Wah 林張灼華 F EDExecutive Director 2001-03-01 2008-03-01
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2008-03-01 2015-03-01
34 Lee Wong, Angelina Pui Ling 李王佩玲 F 71 NEDNon-Executive Director 2006-08-01 2012-08-01
35 Lee, Hon Chiu (1929) 利漢釗 M 90 NEDNon-Executive Director U
36 Lee, Lawrence Kam Hung 李金鴻 M NEDNon-Executive Director 2009-11-15 2015-11-15
37 Leung, Julia Fung Yee 梁鳳儀 F 60 EDExecutive Director 2015-03-02 2018-03-02
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2018-03-02 2021-03-02
38 Liao, York 廖約克 M 73 NEDNon-Executive Director 2003-05-26 2009-05-26
39 Lin, James C 林振宇 M NEDNon-Executive Director 2018-08-01 2020-08-01
40 Linning, Alan Hugh 李顯能 M EDExecutive Director 2001-11-01 2006-11-01
41 Liu, Pak Wai 廖柏偉 M 71 NEDNon-Executive Director 2005-01-01 2011-01-01
42 Lo, Nicky Kar Chun 羅家駿 M 68 NEDNon-Executive Director 2019-04-24 2021-04-24
43 Lui, Keith Kei Kwong 雷祺光 M EDExecutive Director 2006-08-28 2019-08-28
44 Lui, Tim Tim Leung 雷添良 M 65 NED, ChNon-Executive Director, Chairman 2018-10-20 2021-10-20
45 Ma, Mary Xuezheng 馬雪征 F 66 NEDNon-Executive Director 2013-11-15 2019-04-24
46 McMahon, Gerard Joseph 麥明瀚 M 75 EDExecutive Director 1989 1997-01-01
47 Neoh, Anthony Francis 梁定邦 M 73 ChChairman 1995-02-01 1998-10-01
48 Nottle, Robert M ChChairman 1992-05-01 1994
49 Owen, Robert John Richard 區偉賢 M 79 ChChairman 1989 1992-05-01
50 Procter, Andrew M EDExecutive Director 1998-01-01 2001-12-01
51 Sheng, Andrew Len Tao 沈聯濤 M ChChairman 1998-10-01 2005-10-01
52 Shipton, James Roger Francis 施哲宏 M 49 EDExecutive Director 2013-06-19 2016-06-19
53 Stannard, David Peter Robert 冼達能 M 62 EDExecutive Director 1999-01-01 2001-10-01
54 Stevenson, Thomas Brian 施文信 M 75 INEDIndependent Non-Executive Director 1999-01-01 2005-01-01
55 Steward, Mark Robert 施卫民 M EDExecutive Director 2006-09-25 2015-09-25
56 Tong, Carlson Ka Shing 唐家成 M 65 NEDNon-Executive Director 2011-04-01 2012-10-20
NED, ChNon-Executive Director, Chairman 2012-10-20 2018-10-20
57 Tsang, Jasper Yok Sing 曾鈺成 M 72 NEDNon-Executive Director 2001-11-15 2007-11-15
58 Wheatley, Martin M 61 EDExecutive Director 2005-06-06 2005-10-01
ChChairman 2005-10-01 2006-06-23
CEOChief Executive Officer 2006-06-23 2011-06-08
59 White, David John (1947) M 72 EDExecutive Director 1995 1999-04-01
60 Wong, Kai Man (1950) 黃啓民 M 69 NEDNon-Executive Director 2009-05-26 2015-05-26
61 Wong, Kelvin Tin Yau 黃天祐 M 59 NEDNon-Executive Director 2012-10-20 2018-10-20
62 Wong, William Ming Fung 王鳴峰 M 48 NEDNon-Executive Director 2014-08-01 2020-08-01
63 Wu, Anna Hung Yuk 胡紅玉 F 68 NEDNon-Executive Director 1999-01-01 2005-01-01
64 Wu, Michael Wai Chung 吳偉驄 M 70 EDExecutive Director 1992 1994
Dep ChDeputy Chairman 1994 1998-01-01
65 Zhang, Shengman 章晟曼 M 62 NEDNon-Executive Director 2007-01-01 2011-01-01

Manager/adviser/other

Name Age
in
2019
Position From Until
1 Alder, Ashley Ian 歐達禮 M 60 SolicitorSolicitor
2 Au, Hoi Ki 區凱淇 SolicitorSolicitor 2018-10
3 Au, Vivian Wai Foon 區慧歡 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-03
4 Chan, Francisca Lin Yan 陳漣殷 F SolicitorSolicitor
5 Chan, Grace Duen (LSHK:1996-12) 陳端 F SolicitorSolicitor
6 Chan, Jasmine Yan Man 陳欣敏 F SolicitorSolicitor
7 Chan, Jimmy Kwok Ho 陳國豪 M SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-05
8 Chan, Serina Kit Sum 陳潔心 F SolicitorSolicitor
9 Chan, Valerie Kar Wing 陳嘉頴 F SolicitorSolicitor 2018-10
10 Chan, Vanessa 陳蘊珊 F SolicitorSolicitor 2018-01
11 Chan, Yue Chow (LSHK:1994-05) 陳雨舟 SolicitorSolicitor
12 Chen, Lisa Ping 程蘋 F SolicitorSolicitor
13 Cheng, Eunice Kawai 鄭嘉慧 F SolicitorSolicitor 2019-02
14 Cheng, Jonathan Long Hei 鄭朗晞 M SolicitorSolicitor 2018-12
15 Cheng, Olivia Wing Yee 鄭詠而 F SolicitorSolicitor
16 Cheng, Roger Chi Ho 鄭志豪 M SolicitorSolicitor 2018-12-01
17 Chiu, Ka Lai 趙嘉麗 SolicitorSolicitor 2018-01
18 Choi, Christina Fung Yee 蔡鳳儀 F Sen MgrSenior Manager 2016-08-01
SolicitorSolicitor
19 Choi, Frank Fai Ki 蔡暉祁 M SolicitorSolicitor 2018-12
20 Chong, Pui Shan 莊珮珊 SolicitorSolicitor
21 Choy, Karin Ka Yee 蔡嘉兒 F SolicitorSolicitor
22 Chu, Shirin Sau Wai 朱秀慧 SolicitorSolicitor
23 Fong, Juliana Ngo Sai 方傲西 F SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
24 Fung, Carmen Ka Man 馮嘉雯 F SolicitorSolicitor
25 Fung, Stella Sau Hong F Sen MgrSenior Manager
26 Garrett, Maureen Patricia 葛美齡 F SolicitorSolicitor
27 Hee, Hwan Seng SolicitorSolicitor 2018-07
28 Ho, Brian Yin Tung 何賢通 M SolicitorSolicitor
29 Ho, Rebecca Kan Yeuk 何芹若 F SolicitorSolicitor 2018-03
30 Ho, Sarah Sin Wa 何倩華 F SolicitorSolicitor 2018-11
31 Hui, Sai Lok 許世樂 SolicitorSolicitor
32 Ko, Olivia Katherin 高夢瑩 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
33 Kung, Christine 鞏姬蒂 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
34 Kwok, Kam Lun 郭錦倫 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
35 Kwok, Karen Tsz Tsun 郭芷蓁 F SolicitorSolicitor
36 Kwong, April Sze Mun 鄺詩敏 F SolicitorSolicitor
37 Kwong, Siu Kwan 鄺兆鈞 SolicitorSolicitor
38 Kwong, Winnie Lo Ki 鄺璐琦 F SolicitorSolicitor
39 Lai, Kenneth Kin Yip 黎建業 M SolicitorSolicitor
40 Lai, Monica Wai Yee 黎惠儀 F SolicitorSolicitor
41 Lam, Amy Miu Yin 林妙妍 F SolicitorSolicitor
42 Lam, Brian Chung Po 林忠保 M SolicitorSolicitor
43 Lam, Cho Yan 林祖茵 SolicitorSolicitor
44 Lam, Tim Lai 林麗甜 M SolicitorSolicitor
45 Lam, Wing Yan 林穎欣 SolicitorSolicitor 2018-11
46 Lam, Yvette Hue Wah 林曉樺 F SolicitorSolicitor
47 Lau, Edmund Chee Tang 劉子騰 M SolicitorSolicitor 2018-05
48 Lau, Vivian VI Kuen (LSHK:2019-03) 劉維娟 SolicitorSolicitor 2019-05
49 Lau, Vivian Wai Wan (LSHK:1993-10) 劉慧韻 SolicitorSolicitor
50 Law, Hazel Hoi Sze 羅海詩 F SolicitorSolicitor
51 Law, Simon Yuo Tung 羅耀東 M SolicitorSolicitor
52 Lee, Chi Kee 李子麒 SolicitorSolicitor
53 Lee, Joanna Wai Yee 利慧怡 F SolicitorSolicitor
54 Lee, Joey Yuk Kei 李鈺琪 SolicitorSolicitor 2019-03
55 Lee, Marvin Yun Ting 李潤庭 M SolicitorSolicitor
56 Lee, Tung Mei 李曈薇 SolicitorSolicitor
57 Lee, Wai Bun 李偉斌 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
58 Lee, Wing Yee (LSHK:2011-01) 李頴兒 SolicitorSolicitor
59 Leung, Joyce Yuen Jing 梁琬靖 F SolicitorSolicitor 2018-12
60 Leung, Margaret Yan Yan 梁茵茵 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
61 Li, Rita Ka Yee 李嘉怡 F SolicitorSolicitor 2018-12
62 Li, Sai Yan 李世恩 SolicitorSolicitor 2018-05
63 Li, Wai Shan (LSHK:2011-11) 李慧珊 SolicitorSolicitor
64 Liang, Lucas Lu Kar M Sen MgrSenior Manager
65 Lo, Cherry Cheuk Yuen 盧綽元 F SolicitorSolicitor
66 Lo, Wing Chi 盧永熾 SolicitorSolicitor
67 Ma, Flora Ka Hei 馬嘉烯 F SolicitorSolicitor
68 Mak, Agnes Ngar See 麥雅斯 F SolicitorSolicitor
69 Mak, Sau Wing (LSHK:1996-12) 麥秀穎 SolicitorSolicitor
70 Mok, Yee Wing 莫宜詠 SolicitorSolicitor 2018-09
71 Pang, Queenie Wai Sau 彭慧修 F Sen MgrSenior Manager
SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
72 Pang, Victoria Shir Ing 彭肇瀛 F SolicitorSolicitor
73 Poon, Loreen Wing Yee 潘穎儀 F Sen MgrSenior Manager
74 Pun, Eric Chuck Hey 潘卓熙 M SolicitorSolicitor 2018-11
75 Shek, Derek Chi Fai 石志輝 M Sen MgrSenior Manager
76 Shum, Ludovic Kin Chi 沈建誌 M SolicitorSolicitor
77 Siu, Terence Cheuk Lun 蕭卓倫 M SolicitorSolicitor 2018-05
78 Tang, Siau Feng 鄧兆芳 SolicitorSolicitor
79 To, Monica Yee Wa 杜綺華 F SolicitorSolicitor
80 Tsang, Jennifer Hoi Yee 曾凱怡 F SolicitorSolicitor 2018-11
81 Tse, Joey Mei Ling 謝美玲 SolicitorSolicitor
82 Tse, Lok Min 謝樂敏 SolicitorSolicitor
Sen MgrSenior Manager
83 Tsui, Wai Yu 徐惠如 SolicitorSolicitor
84 Tung, Ka Shun 董家淳 SolicitorSolicitor
85 Wai, Jenny Chun Yi 韋臻怡 F SolicitorSolicitor
86 Wan, Peter Sze Ming 溫司明 M SolicitorSolicitor
87 Wei, Joanna Hoi Yan 韋愷欣 F SolicitorSolicitor
88 Wong, Elizabeth Lok Yan 黃樂欣 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
89 Wong, Irene Shiu Chong 王肇莊 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01
90 Wong, Melanie Shu Mei 黃淑媚 F SolicitorSolicitor
91 Wong, On Yu 王安裕 SolicitorSolicitor
92 Wong, Prairie Yuen Ying 黃婉盈 SolicitorSolicitor
93 Wong, Shuk Ying 黃淑瑩 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01
94 Wong, Wai Ming 黃慧明 SolicitorSolicitor
95 Xu, Lu Lu 徐露 SolicitorSolicitor 2018-06
96 Yeung, Christie Cin Yee 楊倩怡 F SolicitorSolicitor 2018-01
97 Yeung, Paul Kwok Leung 楊國樑 M SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
98 Young, Andrew John 楊以正 M SolicitorSolicitor
Sen MgrSenior Manager
99 Yu, Wang Lung 余宏龍 SolicitorSolicitor 2019-02
100 Yung, Jennifer Wai Man 容慧敏 F SolicitorSolicitor

Employee

Name Age
in
2019
Position From Until
1 Chan, Serina Kit Sum 陳潔心 F EmployeeEmployee
2 Cheng, Michael Man Yeung 鄭孟揚 M EmployeeEmployee 1994-05 1996-04
3 Pau, Siu Ming M EmployeeEmployee
4 Tam, Wai Ho (SFC) M EmployeeEmployee
5 Tong, Hon Fai M EmployeeEmployee

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