SECURITIES AND FUTURES COMMISSION 證券及期貨事務監察委員會

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Name Age
in
2021
Position From Until
1 Alder, Ashley Ian 歐達禮 M 62 EDExecutive Director 2001-10-01 2004-10-22
CEOChief Executive Officer 2011-10-01 2023-10-01
2 Arculli, Ronald Joseph 夏佳理 M 82 NEDNon-Executive Director 2001-01-01
3 Atkinson, Thomas Allan 魏建新 M EDExecutive Director 2016-05-03 2022-05-03
4 Au-Yang, Peter Cheong Yan 歐陽長恩 M 61 EDExecutive Director 2003-05-26 2006-05-26
5 Au, Albert Siu Cheung 區嘯翔 M 70 NEDNon-Executive Director 2015-05-26 2019-05-26
6 Bailey, Paul Richard (d2008-06-22) M EDExecutive Director 1999-04-01 2001-11-01
7 Cha Shih, Laura May Lung 史美倫 F 72 EDExecutive Director 1998-01-01
Dep ChDeputy Chairman 1998-01-01 2001-03-01
8 Chalmers, Roderick E D M NEDNon-Executive Director 1999-01-01
9 Chan, Agnes Sui Kuen 陳瑞娟 F NEDNon-Executive Director 2018-10-20 2022-10-20
10 Chan, Bernard Charnwut 陳智思 M 56 NEDNon-Executive Director 2001-01-01 2001-09-27
11 Chan, Clement Kam Wing 陳錦榮 M 63 NEDNon-Executive Director 2019-05-26 2023-05-26
12 Chan, Kam Lam 陳鑑林 M 72 NEDNon-Executive Director 2007-11-15 2013-11-15
13 Chan, Ronnie Chi Chung 陳啟宗 M 72 NEDNon-Executive Director 1998-08-01
14 Chen, Edward Kwan Yiu 陳坤耀 M 76 NEDNon-Executive Director 1991 1995
15 Cheng, Christopher Wai Chee 鄭維志 M 73 NEDNon-Executive Director 2003-11-15 2009-11-15
16 Cheng, Edward Wai Sun 鄭維新 M 66 NEDNon-Executive Director 2017-01-01 2023-01-01
17 Cheng, Leonard Kwok Hon 鄭國漢 M 68 NEDNon-Executive Director 2011-01-01 2017-01-01
18 Cheng, Vincent Hoi Chuen 鄭海泉 M 73 NEDNon-Executive Director 1997-08
19 Choi, Christina Fung Yee 蔡鳳儀 F EDExecutive Director 2016-08-01 2022-08-01
20 Chow, Anderson Ka Ming 周家明 M 57 NEDNon-Executive Director 2011-01-01 2014-08-01
21 Dawes, Victor (1977) 杜淦堃 M 44 NEDNon-Executive Director 2020-08-01 2022-08-01
22 Dickens, Mark Francis 狄勤思 M 69 EDExecutive Director 1997-01-01 2005-04-01
23 Fan, Henry Hung Ling 范鴻齡 M 73 NEDNon-Executive Director 1995-11-15 2003-11-14
24 Fong, Eddy Ching 方正 M 74 NEDNon-Executive Director 2005-01-01 2006-10-20
NED, ChNon-Executive Director, Chairman 2006-10-20 2012-10-20
25 Fung, Daniel Richard Wah Kin 馮華健 M 68 NEDNon-Executive Director 1999-01-01 2005-01-01
26 Gilmore, Robert B M Dep ChDeputy Chairman 1995-05-01
27 Ho, Brian Yin Tung 何賢通 M EDExecutive Director 2006-08-28 2021-08-28
28 Huang, Lester Garson 黃嘉純 M 62 NEDNon-Executive Director 2015-11-15 2021-11-15
29 Kennedy, Paul Michael (1957) 簡俊傑 M 64 ED, COOExecutive Director, Chief Operating Officer 2006-10-16 2010-04-07
30 Ko, Teresa Yuk Yin 高育賢 F 61 NEDNon-Executive Director 2012-08-01 2018-08-01
31 Kotewall, Robert George M NEDNon-Executive Director 1993-06-01 1999-01-01
32 Kwok, Kenneth Hing Wai 郭慶偉 M 72 NEDNon-Executive Director 2005-01-01 2011-01-01
33 Kwok, Raymond Ping Luen 郭炳聯 M 68 NEDNon-Executive Director 1998-08-01 2006-08-01
34 Lam Cheung, Alexa Cheuk Wah 林張灼華 F EDExecutive Director 2001-03-01 2008-03-01
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2008-03-01 2015-03-01
35 Lee Wong, Angelina Pui Ling 李王佩玲 F 73 NEDNon-Executive Director 2006-08-01 2012-08-01
36 Lee, Hon Chiu (1929) 利漢釗 M 92 NEDNon-Executive Director U
37 Lee, Lawrence Kam Hung 李金鴻 M NEDNon-Executive Director 2009-11-15 2015-11-15
38 Leung, Julia Fung Yee 梁鳳儀 F 62 EDExecutive Director 2015-03-02 2018-03-02
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2018-03-02 2024-03-02
39 Leung, Rico Chung Yin 梁仲賢 M EDExecutive Director 2019-08-28 2022-08-28
40 Liao, York 廖約克 M 75 NEDNon-Executive Director 2003-05-26 2009-05-26
41 Lin, James C 林振宇 M NEDNon-Executive Director 2018-08-01 2022-08-01
42 Linning, Alan Hugh 李顯能 M EDExecutive Director 2001-11-01 2006-11-01
43 Liu, Pak Wai 廖柏偉 M 73 NEDNon-Executive Director 2005-01-01 2011-01-01
44 Lo, Nicky Kar Chun 羅家駿 M 70 NEDNon-Executive Director 2019-04-24 2023-04-24
45 Lui, Keith Kei Kwong 雷祺光 M EDExecutive Director 2006-08-28 2019-08-28
46 Lui, Tim Tim Leung 雷添良 M 67 NED, ChNon-Executive Director, Chairman 2018-10-20 2021-10-20
47 Ma, Mary Xuezheng 馬雪征 F 69 NEDNon-Executive Director 2013-11-15 2019-04-24
48 McMahon, Gerard Joseph 麥明瀚 M 77 EDExecutive Director 1989 1997-01-01
49 Neoh, Anthony Francis 梁定邦 M 75 ChChairman 1995-02-01 1998-10-01
50 Nottle, Robert M ChChairman 1992-05-01 1994
51 Owen, Robert John Richard 區偉賢 M 81 ChChairman 1989 1992-05-01
52 Procter, Andrew M EDExecutive Director 1998-01-01 2001-12-01
53 Sheng, Andrew Len Tao 沈聯濤 M ChChairman 1998-10-01 2005-10-01
54 Shipton, James Roger Francis 施哲宏 M 51 EDExecutive Director 2013-06-19 2016-06-19
55 Stannard, David Peter Robert 冼達能 M 65 EDExecutive Director 1999-01-01 2001-10-01
56 Stevenson, Thomas Brian 施文信 M 77 INEDIndependent Non-Executive Director 1999-01-01 2005-01-01
57 Steward, Mark Robert 施卫民 M EDExecutive Director 2006-09-25 2015-09-25
58 Tong, Carlson Ka Shing 唐家成 M 67 NEDNon-Executive Director 2011-04-01 2012-10-20
NED, ChNon-Executive Director, Chairman 2012-10-20 2018-10-20
59 Tsang, Jasper Yok Sing 曾鈺成 M 74 NEDNon-Executive Director 2001-11-15 2007-11-15
60 Wheatley, Martin (1958-12-11) M 63 EDExecutive Director 2005-06-06 2005-10-01
ChChairman 2005-10-01 2006-06-23
CEOChief Executive Officer 2006-06-23 2011-06-08
61 White, David John (1947) M 74 EDExecutive Director 1995 1999-04-01
62 Wong, Kai Man (1950) 黃啓民 M 71 NEDNon-Executive Director 2009-05-26 2015-05-26
63 Wong, Kelvin Tin Yau 黃天祐 M 61 NEDNon-Executive Director 2012-10-20 2018-10-20
64 Wong, Michael Yick Kam 黃奕鑑 M 69 NEDNon-Executive Director 2021-04-01 2023-04-01
65 Wong, William Ming Fung 王鳴峰 M 50 NEDNon-Executive Director 2014-08-01 2020-08-01
66 Wu, Anna Hung Yuk 胡紅玉 F 70 NEDNon-Executive Director 1999-01-01 2005-01-01
67 Wu, Michael Wai Chung 吳偉驄 M 72 EDExecutive Director 1992 1994
Dep ChDeputy Chairman 1994 1998-01-01
68 Zhang, Shengman 章晟曼 M 64 NEDNon-Executive Director 2007-01-01 2011-01-01

Manager/adviser/other

Name Age
in
2021
Position From Until
1 Alder, Ashley Ian 歐達禮 M 62 SolicitorSolicitor
2 Au, Hoi Ki 區凱淇 SolicitorSolicitor 2018-10
3 Au, Vivian Wai Foon 區慧歡 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-03
4 Chan, Francisca Lin Yan 陳漣殷 F SolicitorSolicitor
5 Chan, Grace Duen 陳端 F SolicitorSolicitor
6 Chan, Jasmine Yan Man 陳欣敏 F SolicitorSolicitor
7 Chan, Jimmy Kwok Ho 陳國豪 M SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-05
8 Chan, Serina Kit Sum 陳潔心 F SolicitorSolicitor 2019-07
9 Chan, Valerie Kar Wing 陳嘉頴 F SolicitorSolicitor 2018-10
10 Chan, Vanessa 陳蘊珊 F SolicitorSolicitor 2018-01
11 Chan, Wing (LSHK:2012-11) 陳榮 SolicitorSolicitor 2020-06
12 Chan, Yue Chow 陳雨舟 M SolicitorSolicitor
13 Chen, Hiu Ping 陳曉萍 SolicitorSolicitor 2019-08
14 Chen, Lisa Ping 程蘋 F SolicitorSolicitor
15 Cheng, Eunice Kawai 鄭嘉慧 F SolicitorSolicitor 2019-02
16 Cheng, Jonathan Long Hei 鄭朗晞 M SolicitorSolicitor 2018-12 2020-01
SolicitorSolicitor 2020-01
17 Cheng, Olivia Wing Yee 鄭詠而 F SolicitorSolicitor 2019-12
18 Cheng, Roger Chi Ho 鄭志豪 M SolicitorSolicitor 2018-12-01
19 Cheng, Sing Yu (LSHK:2013-09) 鄭星宇 SolicitorSolicitor 2019-10 2021-03
SolicitorSolicitor 2021-06
20 Cheung, Ching Lok 張政樂 SolicitorSolicitor 2020-07
21 Chi, Yuk Na ManagerManager
22 Chiu, Ka Lai 趙嘉麗 SolicitorSolicitor 2018-01
SolicitorSolicitor 2020-03
23 Chiu, Yu Kei Sen MgrSenior Manager
24 Choi, Christina Fung Yee 蔡鳳儀 F Sen MgrSenior Manager 2016-08-01
SolicitorSolicitor
25 Choi, Frank Fai Ki 蔡暉祁 M SolicitorSolicitor 2018-12
26 Chong, Pui Shan 莊佩珊 SolicitorSolicitor 2019-08
27 Choy, Karin Ka Yee 蔡嘉兒 F SolicitorSolicitor
28 Chu, Shirin Sau Wai 朱秀慧 SolicitorSolicitor
29 Fong, Juliana Ngo Sai 方傲西 F SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
30 Fung, Carmen Ka Man 馮嘉雯 F SolicitorSolicitor
31 Fung, Stella Sau Hong F Sen MgrSenior Manager
32 Garrett, Maureen Patricia 葛美齡 F SolicitorSolicitor
33 Hee, Hwan Seng SolicitorSolicitor 2018-07
34 Ho, Brian Yin Tung 何賢通 M SolicitorSolicitor 2021-01
SolicitorSolicitor 2021-01
35 Ho, Rebecca Kan Yeuk 何芹若 F SolicitorSolicitor 2018-03
36 Ho, Sarah Sin Wa 何倩華 F SolicitorSolicitor 2018-11
37 Hui, Sai Lok 許世樂 M SolicitorSolicitor
Ass DirAssistant Director
38 Hui, Simone Sin Man 許善敏 F SolicitorSolicitor 2017-12
39 Kao, Jonathan Wang Yan 高宏恩 M SolicitorSolicitor 2020-05
40 Ko, Olivia Katherin 高夢瑩 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2020-01
SolicitorSolicitor 2020-01 2021-01
SolicitorSolicitor 2021-01
41 Kung, Christine 鞏姬蒂 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-07
42 Kwan, Vernon Wing Kim M Sen MgrSenior Manager
43 Kwok, Kam Lun 郭錦倫 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
44 Kwok, Karen Tsz Tsun 郭芷蓁 F SolicitorSolicitor 2020-07
45 Kwong, April Sze Mun 鄺詩敏 F SolicitorSolicitor 2020-01
SolicitorSolicitor 2020-01
46 Kwong, Siu Kwan 鄺兆鈞 SolicitorSolicitor 2021-09
47 Kwong, Winnie Lo Ki 鄺璐琦 F SolicitorSolicitor
48 Lai, Kenneth Kin Yip 黎建業 M SolicitorSolicitor
49 Lai, Monica Wai Yee 黎惠儀 F SolicitorSolicitor
50 Lam, Amy Miu Yin 林妙妍 F SolicitorSolicitor
51 Lam, Brian Chung Po 林忠保 M SolicitorSolicitor 2020-11
52 Lam, Cho Yan 林祖茵 SolicitorSolicitor 2021-01
SolicitorSolicitor 2021-01
53 Lam, Tim Lai 林麗甜 M SolicitorSolicitor
54 Lam, Wing Yan 林穎欣 SolicitorSolicitor 2018-11
55 Lam, Yvette Hue Wah 林曉樺 F SolicitorSolicitor
56 Lau, Edmund Chee Tang 劉子騰 M SolicitorSolicitor 2018-05
57 Lau, Vivian Vi Kuen (LSHK:2019-03) 劉維娟 SolicitorSolicitor 2019-05
58 Lau, Vivian Wai Wan (LSHK:1993-10) 劉慧韻 SolicitorSolicitor
59 Law, Hazel Hoi Sze 羅海詩 F SolicitorSolicitor 2020-01
SolicitorSolicitor 2020-01
60 Law, Simon Yuo Tung 羅耀東 M SolicitorSolicitor
61 Lee, Chi Kee 李子麒 SolicitorSolicitor
62 Lee, Joanna Wai Yee 利慧怡 F SolicitorSolicitor
63 Lee, Joey Yuk Kei 李鈺琪 SolicitorSolicitor 2019-03 2020-12
64 Lee, Marvin Yun Ting 李潤庭 M SolicitorSolicitor 2021-07
65 Lee, Tung Mei 李曈薇 SolicitorSolicitor
66 Lee, Wai Bun 李偉斌 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2021-01
SolicitorSolicitor 2021-01
67 Lee, Wing Yee (LSHK:2011-01) 李頴兒 SolicitorSolicitor
68 Leung, Joyce Yuen Jing 梁琬靖 F SolicitorSolicitor 2018-12
69 Leung, Margaret Yan Yan 梁茵茵 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
70 Leung, Stephen Ka Fai M Ass DirAssistant Director
71 Li, Rita Ka Yee 李嘉怡 F SolicitorSolicitor 2018-12
72 Li, Sai Yan 李世恩 SolicitorSolicitor 2018-05 2021-01
SolicitorSolicitor 2021-01
73 Li, Wai Shan (LSHK:2011-11) 李慧珊 SolicitorSolicitor
74 Liang, Lucas Lu Kar M Sen MgrSenior Manager
75 Lo, Cherry Cheuk Yuen 盧綽元 F SolicitorSolicitor
76 Lo, Wing Chi 盧永熾 SolicitorSolicitor
77 Ma, Flora Ka Hei 馬嘉烯 F SolicitorSolicitor
78 Mak, Agnes Ngar See 麥雅斯 F SolicitorSolicitor
79 Mak, Sau Wing 麥秀穎 F SolicitorSolicitor
80 Mok, Yee Wing 莫宜詠 SolicitorSolicitor 2018-09
81 Ng, Chi Chun Sen MgrSenior Manager
82 Pang, Queenie Wai Sau 彭慧修 F SolicitorSolicitor 2019-01
Sen MgrSenior Manager
SolicitorSolicitor 2019-01
83 Pang, Victoria Shir Ing 彭肇瀛 F SolicitorSolicitor 2021-09
84 Poon, Loreen Wing Yee 潘穎儀 F Sen MgrSenior Manager
85 Pun, Eric Chuck Hey 潘卓熙 M SolicitorSolicitor 2018-11 2020-01
SolicitorSolicitor 2020-01 2021-01
86 Shek, Derek Chi Fai 石志輝 M Sen MgrSenior Manager
87 Shum, Ludovic Kin Chi 沈建誌 M SolicitorSolicitor 2019-05
88 Siu, Terence Cheuk Lun 蕭卓倫 M SolicitorSolicitor 2018-05
89 Tang, Siau Feng 鄧兆芳 SolicitorSolicitor
90 To, Monica Yee Wa 杜綺華 F SolicitorSolicitor
91 Tong, Jimmy Hon Fai M Ass DirAssistant Director
92 Tsang, Jennifer Hoi Yee 曾凱怡 F SolicitorSolicitor 2018-11
93 Tse, Joey Mei Ling 謝美玲 SolicitorSolicitor 2020-01
SolicitorSolicitor 2020-01
94 Tse, Lok Min 謝樂敏 Sen MgrSenior Manager
SolicitorSolicitor
95 Tsui, Fion Wai Yu 徐惠如 F SolicitorSolicitor
96 Tung, Ka Shun 董家淳 SolicitorSolicitor 2019-07
97 Wai, Jenny Chun Yi 韋臻怡 F SolicitorSolicitor
98 Wan, Peter Sze Ming 溫司明 M SolicitorSolicitor
99 Wei, Joanna Hoi Yan 韋愷欣 F SolicitorSolicitor
100 Wong, Angela Mei Mei F Sen MgrSenior Manager
101 Wong, Elizabeth Lok Yan 黃樂欣 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
102 Wong, Irene Shiu Chong 王肇莊 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01 2020-01
SolicitorSolicitor 2020-03 2021-01
SolicitorSolicitor 2021-01
103 Wong, Melanie Shu Mei 黃淑媚 F SolicitorSolicitor
104 Wong, On Yu 王安裕 SolicitorSolicitor
105 Wong, Prairie Yuen Ying 黃婉盈 SolicitorSolicitor
106 Wong, Shuk Ying (LSHK:2011-10) 黃淑瑩 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01 2020-01
SolicitorSolicitor 2020-01 2021-01
SolicitorSolicitor 2021-01
107 Wong, Suet Wa 黃雪華 SolicitorSolicitor 2020-12
108 Wong, Vivian Shui Ying ManagerManager
109 Wong, Wai Ming (LSHK:2006-10) 黃慧明 SolicitorSolicitor 2019-07
110 Xu, Lu Lu 徐露 SolicitorSolicitor 2018-06
111 Yau, Erwin Yiu Shun 邱耀信 M SolicitorSolicitor 2019-11
112 Yeung, Abby Ho Shan 楊昊山 F SolicitorSolicitor 2020-08
113 Yeung, Billy Man Wai M Sen MgrSenior Manager
114 Yeung, Christie Cin Yee 楊倩怡 F SolicitorSolicitor 2018-01
115 Yeung, Paul Kwok Leung 楊國樑 M SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
116 Young, Andrew John (LSHK:2002-04) 楊以正 M Sen MgrSenior Manager
SolicitorSolicitor
117 Yu, Wang Lung 余宏龍 SolicitorSolicitor 2019-02
118 Yung, Jennifer Wai Man 容慧敏 F SolicitorSolicitor 2019-12

Employee

Name Age
in
2021
Position From Until
1 Cheng, Michael Man Yeung 鄭孟揚 M EmployeeEmployee 1994-05 1996-04
2 Pau, Siu Ming M EmployeeEmployee
3 Tam, Wai Ho (SFC) M EmployeeEmployee

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