SECURITIES AND FUTURES COMMISSION 證券及期貨事務監察委員會

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Main board

Name Age
in
2019
Position From Until
1 Alder, Ashley Ian 歐達禮 M 60 EDExecutive Director 2001-10-01 2004-10-22
CEOChief Executive Officer 2011-10-01 2020-10-01
2 Arculli, Ronald Joseph 夏佳理 M 80 NEDNon-Executive Director 2001-01-01
3 Atkinson, Thomas Allan 魏建新 M EDExecutive Director 2016-05-03 2022-05-03
4 Au-Yang, Peter Cheong Yan 歐陽長恩 M 59 EDExecutive Director 2003-05-26 2006-05-26
5 Au, Albert Siu Cheung 區嘯翔 M 68 NEDNon-Executive Director 2015-05-26 2019-05-26
6 Bailey, Paul Richard M EDExecutive Director 1999-04-01 2001-11-01
7 Cha Shih, Laura May Lung 史美倫 F 70 EDExecutive Director 1998-01-01
Dep ChDeputy Chairman 1998-01-01 2001-03-01
8 Chalmers, Roderick E D M NEDNon-Executive Director 1999-01-01
9 Chan, Agnes Sui Kuen 陳瑞娟 F NEDNon-Executive Director 2018-10-20 2020-10-20
10 Chan, Bernard Chi Sze 陳智思 M 54 NEDNon-Executive Director 2001-01-01 2001-09-27
11 Chan, Clement Kam Wing 陳錦榮 M 61 NEDNon-Executive Director 2019-05-26 2021-05-26
12 Chan, Kam Lam 陳鑑林 M 70 NEDNon-Executive Director 2007-11-15 2013-11-15
13 Chan, Ronnie Chi Chung 陳啟宗 M 70 NEDNon-Executive Director 1998-08-01
14 Chen, Edward Kwan Yiu 陳坤耀 M 74 NEDNon-Executive Director 1991 1995
15 Cheng, Christopher Wai Chee 鄭維志 M 71 NEDNon-Executive Director 2003-11-15 2009-11-15
16 Cheng, Edward Wai Sun 鄭維新 M 64 NEDNon-Executive Director 2017-01-01 2021-01-01
17 Cheng, Leonard Kwok Hon 鄭國漢 M 66 NEDNon-Executive Director 2011-01-01 2017-01-01
18 Cheng, Vincent Hoi Chuen 鄭海泉 M 71 NEDNon-Executive Director 1997-08
19 Choi, Christina Fung Yee 蔡鳳儀 F EDExecutive Director 2016-08-01 2022-08-01
20 Chow, Anderson Ka Ming 周家明 M 55 NEDNon-Executive Director 2011-01-01 2014-08-01
21 Dickens, Mark Francis 狄勤思 M 67 EDExecutive Director 1997-01-01 2005-04-01
22 Fan, Henry Hung Ling 范鴻齡 M 71 NEDNon-Executive Director 1995-11-15 2003-11-14
23 Fong, Eddy Ching 方正 M 72 NEDNon-Executive Director 2005-01-01 2006-10-20
NED, ChNon-Executive Director, Chairman 2006-10-20 2012-10-20
24 Fung, Daniel Richard Wah Kin 馮華健 M 66 NEDNon-Executive Director 1999-01-01 2005-01-01
25 Gilmore, Robert B M Dep ChDeputy Chairman 1995-05-01
26 Ho, Brian Yin Tung 何賢通 M EDExecutive Director 2006-08-28 2021-08-28
27 Huang, Lester Garson 黃嘉純 M 60 NEDNon-Executive Director 2015-11-15 2021-11-15
28 Kennedy, Paul Michael (1957) 簡俊傑 M 62 ED, COOExecutive Director, Chief Operating Officer 2006-10-16 2010-04-07
29 Ko, Teresa Yuk Yin 高育賢 F 59 NEDNon-Executive Director 2012-08-01 2018-08-01
30 Kotewall, Robert George M NEDNon-Executive Director 1993-06-01 1999-01-01
31 Kwok, Kenneth Hing Wai 郭慶偉 M 70 NEDNon-Executive Director 2005-01-01 2011-01-01
32 Kwok, Raymond Ping Luen 郭炳聯 M 66 NEDNon-Executive Director 1998-08-01 2006-08-01
33 Lam Cheung, Alexa Cheuk Wah 林張灼華 F EDExecutive Director 2001-03-01 2008-03-01
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2008-03-01 2015-03-01
34 Lee Wong, Angelina Pui Ling 李王佩玲 F 71 NEDNon-Executive Director 2006-08-01 2012-08-01
35 Lee, Hon Chiu (1929) 利漢釗 M 90 NEDNon-Executive Director U
36 Lee, Lawrence Kam Hung 李金鴻 M NEDNon-Executive Director 2009-11-15 2015-11-15
37 Leung, Julia Fung Yee 梁鳳儀 F 60 EDExecutive Director 2015-03-02 2018-03-02
ED, Dep CEOExecutive Director, Deputy Chief Executive Officer 2018-03-02 2021-03-02
38 Leung, Rico 梁仲賢 M EDExecutive Director 2019-08-28 2022-08-28
39 Liao, York 廖約克 M 73 NEDNon-Executive Director 2003-05-26 2009-05-26
40 Lin, James C 林振宇 M NEDNon-Executive Director 2018-08-01 2020-08-01
41 Linning, Alan Hugh 李顯能 M EDExecutive Director 2001-11-01 2006-11-01
42 Liu, Pak Wai 廖柏偉 M 71 NEDNon-Executive Director 2005-01-01 2011-01-01
43 Lo, Nicky Kar Chun 羅家駿 M 68 NEDNon-Executive Director 2019-04-24 2021-04-24
44 Lui, Keith Kei Kwong 雷祺光 M EDExecutive Director 2006-08-28 2019-08-28
45 Lui, Tim Tim Leung 雷添良 M 65 NED, ChNon-Executive Director, Chairman 2018-10-20 2021-10-20
46 Ma, Mary Xuezheng 馬雪征 F 66 NEDNon-Executive Director 2013-11-15 2019-04-24
47 McMahon, Gerard Joseph 麥明瀚 M 75 EDExecutive Director 1989 1997-01-01
48 Neoh, Anthony Francis 梁定邦 M 73 ChChairman 1995-02-01 1998-10-01
49 Nottle, Robert M ChChairman 1992-05-01 1994
50 Owen, Robert John Richard 區偉賢 M 79 ChChairman 1989 1992-05-01
51 Procter, Andrew M EDExecutive Director 1998-01-01 2001-12-01
52 Sheng, Andrew Len Tao 沈聯濤 M ChChairman 1998-10-01 2005-10-01
53 Shipton, James Roger Francis 施哲宏 M 49 EDExecutive Director 2013-06-19 2016-06-19
54 Stannard, David Peter Robert 冼達能 M 62 EDExecutive Director 1999-01-01 2001-10-01
55 Stevenson, Thomas Brian 施文信 M 75 INEDIndependent Non-Executive Director 1999-01-01 2005-01-01
56 Steward, Mark Robert 施卫民 M EDExecutive Director 2006-09-25 2015-09-25
57 Tong, Carlson Ka Shing 唐家成 M 65 NEDNon-Executive Director 2011-04-01 2012-10-20
NED, ChNon-Executive Director, Chairman 2012-10-20 2018-10-20
58 Tsang, Jasper Yok Sing 曾鈺成 M 72 NEDNon-Executive Director 2001-11-15 2007-11-15
59 Wheatley, Martin M 61 EDExecutive Director 2005-06-06 2005-10-01
ChChairman 2005-10-01 2006-06-23
CEOChief Executive Officer 2006-06-23 2011-06-08
60 White, David John (1947) M 72 EDExecutive Director 1995 1999-04-01
61 Wong, Kai Man (1950) 黃啓民 M 69 NEDNon-Executive Director 2009-05-26 2015-05-26
62 Wong, Kelvin Tin Yau 黃天祐 M 59 NEDNon-Executive Director 2012-10-20 2018-10-20
63 Wong, William Ming Fung 王鳴峰 M 48 NEDNon-Executive Director 2014-08-01 2020-08-01
64 Wu, Anna Hung Yuk 胡紅玉 F 68 NEDNon-Executive Director 1999-01-01 2005-01-01
65 Wu, Michael Wai Chung 吳偉驄 M 70 EDExecutive Director 1992 1994
Dep ChDeputy Chairman 1994 1998-01-01
66 Zhang, Shengman 章晟曼 M 62 NEDNon-Executive Director 2007-01-01 2011-01-01

Manager/adviser/other

Name Age
in
2019
Position From Until
1 Alder, Ashley Ian 歐達禮 M 60 SolicitorSolicitor
2 Au, Hoi Ki 區凱淇 SolicitorSolicitor 2018-10
3 Au, Vivian Wai Foon 區慧歡 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-03
4 Chan, Francisca Lin Yan 陳漣殷 F SolicitorSolicitor
5 Chan, Grace Duen (LSHK:1996-12) 陳端 F SolicitorSolicitor
6 Chan, Jasmine Yan Man 陳欣敏 F SolicitorSolicitor
7 Chan, Jimmy Kwok Ho 陳國豪 M SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2018-05
8 Chan, Serina Kit Sum 陳潔心 F SolicitorSolicitor 2019-07
9 Chan, Valerie Kar Wing 陳嘉頴 F SolicitorSolicitor 2018-10
10 Chan, Vanessa 陳蘊珊 F SolicitorSolicitor 2018-01
11 Chan, Yue Chow (LSHK:1994-05) 陳雨舟 SolicitorSolicitor
12 Chen, Lisa Ping 程蘋 F SolicitorSolicitor
13 Cheng, Eunice Kawai 鄭嘉慧 F SolicitorSolicitor 2019-02
14 Cheng, Jonathan Long Hei 鄭朗晞 M SolicitorSolicitor 2018-12
15 Cheng, Olivia Wing Yee 鄭詠而 F SolicitorSolicitor
16 Cheng, Roger Chi Ho 鄭志豪 M SolicitorSolicitor 2018-12-01
17 Chiu, Ka Lai 趙嘉麗 SolicitorSolicitor 2018-01
18 Choi, Christina Fung Yee 蔡鳳儀 F Sen MgrSenior Manager 2016-08-01
SolicitorSolicitor
19 Choi, Frank Fai Ki 蔡暉祁 M SolicitorSolicitor 2018-12
20 Chong, Pui Shan 莊珮珊 SolicitorSolicitor
21 Choy, Karin Ka Yee 蔡嘉兒 F SolicitorSolicitor
22 Chu, Shirin Sau Wai 朱秀慧 SolicitorSolicitor
23 Fong, Juliana Ngo Sai 方傲西 F SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
24 Fung, Carmen Ka Man 馮嘉雯 F SolicitorSolicitor
25 Fung, Stella Sau Hong F Sen MgrSenior Manager
26 Garrett, Maureen Patricia 葛美齡 F SolicitorSolicitor
27 Hee, Hwan Seng SolicitorSolicitor 2018-07
28 Ho, Brian Yin Tung 何賢通 M SolicitorSolicitor
29 Ho, Rebecca Kan Yeuk 何芹若 F SolicitorSolicitor 2018-03
30 Ho, Sarah Sin Wa 何倩華 F SolicitorSolicitor 2018-11
31 Hui, Sai Lok 許世樂 SolicitorSolicitor
32 Ko, Olivia Katherin 高夢瑩 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
33 Kung, Christine 鞏姬蒂 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-07
34 Kwok, Kam Lun 郭錦倫 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
35 Kwok, Karen Tsz Tsun 郭芷蓁 F SolicitorSolicitor
36 Kwong, April Sze Mun 鄺詩敏 F SolicitorSolicitor
37 Kwong, Siu Kwan 鄺兆鈞 SolicitorSolicitor
38 Kwong, Winnie Lo Ki 鄺璐琦 F SolicitorSolicitor
39 Lai, Kenneth Kin Yip 黎建業 M SolicitorSolicitor
40 Lai, Monica Wai Yee 黎惠儀 F SolicitorSolicitor
41 Lam, Amy Miu Yin 林妙妍 F SolicitorSolicitor
42 Lam, Brian Chung Po 林忠保 M SolicitorSolicitor
43 Lam, Cho Yan 林祖茵 SolicitorSolicitor
44 Lam, Tim Lai 林麗甜 M SolicitorSolicitor
45 Lam, Wing Yan 林穎欣 SolicitorSolicitor 2018-11
46 Lam, Yvette Hue Wah 林曉樺 F SolicitorSolicitor
47 Lau, Edmund Chee Tang 劉子騰 M SolicitorSolicitor 2018-05
48 Lau, Vivian VI Kuen (LSHK:2019-03) 劉維娟 SolicitorSolicitor 2019-05
49 Lau, Vivian Wai Wan (LSHK:1993-10) 劉慧韻 SolicitorSolicitor
50 Law, Hazel Hoi Sze 羅海詩 F SolicitorSolicitor
51 Law, Simon Yuo Tung 羅耀東 M SolicitorSolicitor
52 Lee, Chi Kee 李子麒 SolicitorSolicitor
53 Lee, Joanna Wai Yee 利慧怡 F SolicitorSolicitor
54 Lee, Joey Yuk Kei 李鈺琪 SolicitorSolicitor 2019-03
55 Lee, Marvin Yun Ting 李潤庭 M SolicitorSolicitor
56 Lee, Tung Mei 李曈薇 SolicitorSolicitor
57 Lee, Wai Bun 李偉斌 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
58 Lee, Wing Yee (LSHK:2011-01) 李頴兒 SolicitorSolicitor
59 Leung, Joyce Yuen Jing 梁琬靖 F SolicitorSolicitor 2018-12
60 Leung, Margaret Yan Yan 梁茵茵 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
61 Li, Rita Ka Yee 李嘉怡 F SolicitorSolicitor 2018-12
62 Li, Sai Yan 李世恩 SolicitorSolicitor 2018-05
63 Li, Wai Shan (LSHK:2011-11) 李慧珊 SolicitorSolicitor
64 Liang, Lucas Lu Kar M Sen MgrSenior Manager
65 Lo, Cherry Cheuk Yuen 盧綽元 F SolicitorSolicitor
66 Lo, Wing Chi 盧永熾 SolicitorSolicitor
67 Ma, Flora Ka Hei 馬嘉烯 F SolicitorSolicitor
68 Mak, Agnes Ngar See 麥雅斯 F SolicitorSolicitor
69 Mak, Sau Wing (LSHK:1996-12) 麥秀穎 SolicitorSolicitor
70 Mok, Yee Wing 莫宜詠 SolicitorSolicitor 2018-09
71 Pang, Queenie Wai Sau 彭慧修 F SolicitorSolicitor 2019-01
Sen MgrSenior Manager
SolicitorSolicitor 2019-01
72 Pang, Victoria Shir Ing 彭肇瀛 F SolicitorSolicitor
73 Poon, Loreen Wing Yee 潘穎儀 F Sen MgrSenior Manager
74 Pun, Eric Chuck Hey 潘卓熙 M SolicitorSolicitor 2018-11
75 Shek, Derek Chi Fai 石志輝 M Sen MgrSenior Manager
76 Shum, Ludovic Kin Chi 沈建誌 M SolicitorSolicitor 2019-05
77 Siu, Terence Cheuk Lun 蕭卓倫 M SolicitorSolicitor 2018-05
78 Tang, Siau Feng 鄧兆芳 SolicitorSolicitor
79 To, Monica Yee Wa 杜綺華 F SolicitorSolicitor
80 Tsang, Jennifer Hoi Yee 曾凱怡 F SolicitorSolicitor 2018-11
81 Tse, Joey Mei Ling 謝美玲 SolicitorSolicitor
82 Tse, Lok Min 謝樂敏 SolicitorSolicitor
Sen MgrSenior Manager
83 Tsui, Wai Yu 徐惠如 SolicitorSolicitor
84 Tung, Ka Shun 董家淳 SolicitorSolicitor 2019-07
85 Wai, Jenny Chun Yi 韋臻怡 F SolicitorSolicitor
86 Wan, Peter Sze Ming 溫司明 M SolicitorSolicitor
87 Wei, Joanna Hoi Yan 韋愷欣 F SolicitorSolicitor
88 Wong, Elizabeth Lok Yan 黃樂欣 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01
89 Wong, Irene Shiu Chong 王肇莊 F SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01
90 Wong, Melanie Shu Mei 黃淑媚 F SolicitorSolicitor
91 Wong, On Yu 王安裕 SolicitorSolicitor
92 Wong, Prairie Yuen Ying 黃婉盈 SolicitorSolicitor
93 Wong, Shuk Ying 黃淑瑩 SolicitorSolicitor 2018-01
SolicitorSolicitor 2018-01 2019-01
SolicitorSolicitor 2019-01
94 Wong, Wai Ming 黃慧明 SolicitorSolicitor 2019-07
95 Xu, Lu Lu 徐露 SolicitorSolicitor 2018-06
96 Yeung, Christie Cin Yee 楊倩怡 F SolicitorSolicitor 2018-01
97 Yeung, Paul Kwok Leung 楊國樑 M SolicitorSolicitor 2019-01
SolicitorSolicitor 2019-01
98 Young, Andrew John 楊以正 M SolicitorSolicitor
Sen MgrSenior Manager
99 Yu, Wang Lung 余宏龍 SolicitorSolicitor 2019-02
100 Yung, Jennifer Wai Man 容慧敏 F SolicitorSolicitor

Employee

Name Age
in
2019
Position From Until
1 Chan, Serina Kit Sum 陳潔心 F EmployeeEmployee
2 Cheng, Michael Man Yeung 鄭孟揚 M EmployeeEmployee 1994-05 1996-04
3 Pau, Siu Ming M EmployeeEmployee
4 Tam, Wai Ho (SFC) M EmployeeEmployee
5 Tong, Hon Fai M EmployeeEmployee

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