Lau, Yan Ling (SFC:BAI014) 劉欣寧
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RepRepresentative | 2018-10-04 | 2020-05-12 | |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2018-10-04 | 2020-05-12 | |
| 3 | EMPEROR FUTURES LIMITED | RepRepresentative | 2024-01-10 | ||
| 4 | EMPEROR SECURITIES LIMITED (HK) | RepRepresentative | 2024-01-10 | ||
| 5 | KGI ASIA LIMITED | RepRepresentative | 2016-01-27 | 2017-10-02 | |
| RepRepresentative | 2017-10-03 | 2018-01-08 | |||
| RepRepresentative | 2021-10-05 | 2023-08-30 | |||
| 6 | KGI FUTURES (HONG KONG) LIMITED | RepRepresentative | 2016-01-27 | 2018-01-08 | |
| RepRepresentative | 2021-10-05 | 2023-08-30 | |||
| 7 | Nerico Brothers Limited (HK) | RepRepresentative | 2013-01-31 | 2014-04-30 | |
| RepRepresentative | 2018-04-27 | 2018-07-20 |
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