Chow, Thomas 周少民
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Resp OffResponsible Officer | 2020-03-13 | 2022-02-21 | |
RepRepresentative | 2024-06-11 | 2024-07-19 | |||
Resp OffResponsible Officer | 2024-07-19 | ||||
2 | Citigroup Global Markets Asia Limited | RepRepresentative | 2005-03-18 | ||
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2004-07-08 | 2005-03-18 | |
4 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2006-04-24 | 2008-08-30 | |
5 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2008-09-09 | 2010-02-12 | |
6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2008-10-20 | 2010-02-12 | |
7 | Great Wall Pan Asia Asset Management Limited | RepRepresentative | 2014-08-12 | 2015-02-10 | |
RepRepresentative | 2015-04-28 | 2018-10-12 | |||
8 | Soul Ventures Investment Limited | Resp OffResponsible Officer | 2022-03-11 | 2022-12-14 | |
9 | SPARC CAPITAL MANAGEMENT LIMITED | RepRepresentative | 2023-03-02 | 2023-03-03 | |
Resp OffResponsible Officer | 2023-03-03 | 2023-11-30 |
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