Mou, Alex Xinghai
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | BROOKE CAPITAL LIMITED | RepRepresentative | 2005-12-29 | 2006-10-16 | |
2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | RepRepresentative | 2007-03-08 | 2007-10-06 | |
3 | LEHMAN BROTHERS ASIA LIMITED | RepRepresentative | 2003-08-15 | 2004-09-01 | |
4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RepRepresentative | 2009-04-27 | 2009-07-21 | |
Resp OffResponsible Officer | 2009-07-21 | 2011-01-01 | |||
RepRepresentative | 2017-04-11 | 2017-06-28 | |||
Resp OffResponsible Officer | 2017-06-28 | 2018-12-27 | |||
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RepRepresentative | 2009-09-08 | 2011-01-01 | |
6 | Shinhan Asset Management (Hong Kong) Limited | Resp OffResponsible Officer | 2011-01-31 | 2017-03-31 |
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