Lee, Carol Lok Man 李樂雯
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | FIRST SHANGHAI FUTURES LIMITED | RepRepresentative | 2010-04-26 | 2012-04-27 | |
2 | FIRST SHANGHAI SECURITIES LIMITED | RepRepresentative | 2010-04-26 | 2012-04-27 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2009-04-30 | 2010-03-05 | |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2009-04-30 | 2010-03-05 | |
5 | HSBC BROKING FOREX (ASIA) LIMITED | RepRepresentative | 2008-01-17 | 2009-03-07 | |
6 | HSBC BROKING FUTURES (ASIA) LIMITED | RepRepresentative | 2007-12-14 | 2009-03-07 | |
7 | HSBC BROKING SECURITIES (ASIA) LIMITED | RepRepresentative | 2007-12-14 | 2009-03-07 | |
8 | JVSakk Asset Management Limited | RepRepresentative | 2012-06-15 | 2014-02-07 |
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