Sullivan, Andrew Michael (SFC:AEV843)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2004-07-06 | ||
2 | Daiwa Capital Markets Hong Kong Limited | RepRepresentative | 2004-10-11 | 2007-12-06 | |
3 | Execution Noble (Hong Kong) Limited | RepRepresentative | 2014-06-30 | 2014-09-12 | |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2015-01-29 | 2015-11-19 | |
Resp OffResponsible Officer | 2015-11-19 | 2017-05-31 | |||
5 | MF Securities Hong Kong Limited | Resp OffResponsible Officer | 2008-02-21 | 2010-03-08 | |
RepRepresentative | 2010-03-08 | 2010-07-12 | |||
6 | MIB SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2013-01-31 | 2014-06-23 | |
7 | OUTSET GLOBAL (HONG KONG) LIMITED | Resp OffResponsible Officer | 2021-06-22 | 2023-02-24 | |
8 | Pearl Bridge Securities Limited | RepRepresentative | 2019-09-06 | 2019-11-01 | |
Resp OffResponsible Officer | 2019-11-01 | 2020-05-15 | |||
9 | PIPER JAFFRAY ASIA SECURITIES LIMITED | RepRepresentative | 2011-06-30 | 2012-08-25 | |
10 | RHB SECURITIES HONG KONG LIMITED | RepRepresentative | 2010-10-26 | 2011-06-22 |
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