Nip, Yiu Chuen 聶耀泉
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CSC FUTURES (HK) LIMITED | RepRepresentative | 2005-04-25 | ||
Resp OffResponsible Officer | 2005-04-25 | 2007-05-25 | |||
2 | CSC SECURITIES (HK) LIMITED | RepRepresentative | 2003-12-15 | 2005-04-25 | |
Resp OffResponsible Officer | 2005-04-25 | 2007-05-25 | |||
3 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Resp OffResponsible Officer | 2021-02-25 | ||
4 | FOUNDER FUTURES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2021-02-25 | 2021-12-13 | |
5 | FOUNDER SECURITIES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2021-02-25 | ||
6 | HGNH International Futures Co., Limited | Resp OffResponsible Officer | 2007-06-26 | 2008-05-01 | |
7 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Resp OffResponsible Officer | 2011-08-01 | 2021-01-25 | |
8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RepRepresentative | 2008-05-29 | 2008-08-26 | |
Resp OffResponsible Officer | 2008-08-26 | 2021-01-25 | |||
9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RepRepresentative | 2008-05-15 | 2008-05-29 | |
Resp OffResponsible Officer | 2008-05-29 | 2021-01-25 |
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