Patterson, Richard John
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2009-07-15 | 2009-07-23 | |
| 2 | Citigroup Global Markets Asia Limited | RepRepresentative | 2003-05-17 | 2005-05-31 | |
| Resp OffResponsible Officer | 2005-05-31 | 2008-11-19 | |||
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2003-11-18 | 2005-05-31 | |
| Resp OffResponsible Officer | 2005-05-31 | 2008-11-19 | |||
| 4 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2009-10-08 | 2010-11-11 | |
| Resp OffResponsible Officer | 2010-11-11 | 2013-05-28 | |||
| 5 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2009-10-08 | 2010-11-11 | |
| Resp OffResponsible Officer | 2010-11-11 | 2013-05-28 |
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