Tai, Kwok Keung (SFC:AAE013) 戴國強

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SFC roles

Organisation Position From Until
1 Beijing Securities Limited RepRepresentative 2003-09-11 2004-06-23
2 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RepRepresentative 2011-09-01 2011-09-20
Resp OffResponsible Officer 2011-09-20 2012-09-15
3 CMBC SECURITIES COMPANY LIMITED RepRepresentative 2011-09-01 2011-09-20
Resp OffResponsible Officer 2011-09-20 2012-09-15
4 CVP Securities Limited RepRepresentative 2004-08-11 2004-08-30
Resp OffResponsible Officer 2004-08-30 2005-05-15
5 ENLIGHTEN SECURITIES LIMITED RepRepresentative 2007-02-16 2008-08-29
6 Leeds Fund International Limited Resp OffResponsible Officer 2017-09-25 2019-05-24
7 Leeds Securities Investment Limited Resp OffResponsible Officer 2018-09-20 2019-06-28
8 LUK FOOK FUTURES (HK) LIMITED RepRepresentative 2012-10-04 2012-11-06
Resp OffResponsible Officer 2012-11-06 2014-07-02
9 LUK FOOK SECURITIES (HK) LIMITED RepRepresentative 2012-10-04 2012-11-06
Resp OffResponsible Officer 2012-11-06 2014-07-02
10 Lumineux Asset Management Limited Resp OffResponsible Officer 2020-01-15 2020-07-05
11 Lumineux Securities Limited Resp OffResponsible Officer 2020-02-27 2020-07-05
12 ORIENTAL WEALTH FUTURES LIMITED Resp OffResponsible Officer 2009-06-18 2010-02-12
Resp OffResponsible Officer 2011-01-06 2011-08-28
13 ORIENTAL WEALTH SECURITIES LIMITED Resp OffResponsible Officer 2008-09-05 2011-08-28
14 PIPER JAFFRAY ASIA SECURITIES LIMITED RepRepresentative 2003-09-10
15 SUPREME CHINA SECURITIES LIMITED Resp OffResponsible Officer 2014-10-10 2016-06-30

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