Chan, Sophia Sok Yin 陳淑妍
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | RepRepresentative | 2003-12-16 | 2006-03-11 | |
| 2 | CITIC Securities Futures (HK) Limited | RepRepresentative | 2003-12-16 | 2006-03-11 | |
| 3 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Resp OffResponsible Officer | 2008-08-21 | 2009-10-28 | |
| 4 | CSC FUTURES (HK) LIMITED | RepRepresentative | 2008-09-30 | 2009-10-28 | |
| 5 | CSC SECURITIES (HK) LIMITED | RepRepresentative | 2008-07-25 | 2008-08-21 | |
| Resp OffResponsible Officer | 2008-08-21 | 2009-10-28 | |||
| 6 | FIRST SHANGHAI FUTURES LIMITED | RepRepresentative | 2003-11-18 | 2003-11-19 | |
| 7 | FIRST SHANGHAI SECURITIES LIMITED | RepRepresentative | 2003-11-18 | 2003-11-19 | |
| 8 | REDFORD SECURITIES LIMITED | Resp OffResponsible Officer | 2011-10-18 | 2011-12-29 | |
| 9 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RepRepresentative | 2006-07-04 | 2006-11-01 | |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RepRepresentative | 2006-11-24 | 2007-03-13 | |
| Resp OffResponsible Officer | 2007-03-13 | 2008-07-16 |
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