Lau, On Hong 劉安康

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SFC roles

Organisation Position From Until
1 GF FUTURES (HONG KONG) CO., LIMITED RepRepresentative 2007-06-12 2009-02-04
Resp OffResponsible Officer 2009-02-04 2010-07-08
2 GF Securities (Hong Kong) Brokerage Limited Resp OffResponsible Officer 2007-01-31 2010-07-08
3 GUOYUAN FUTURES (HONG KONG) LIMITED RepRepresentative 2013-03-11 2013-04-02
Resp OffResponsible Officer 2013-04-02 2014-08-31
4 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED RepRepresentative 2013-03-11 2013-04-02
Resp OffResponsible Officer 2013-04-02 2014-08-31
5 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RepRepresentative 2005-03-29 2005-05-24
Resp OffResponsible Officer 2005-05-24 2007-01-01
6 MAGIC COMPASS SECURITIES LIMITED Resp OffResponsible Officer 2024-01-31
7 ORIENT FUTURES (HONG KONG) LIMITED Resp OffResponsible Officer 2011-02-28 2013-02-27
8 ORIENT SECURITIES (HONG KONG) LIMITED Resp OffResponsible Officer 2010-07-21 2013-02-27
9 Phoenician Limited (HK) RepRepresentative 2021-10-27 2021-11-03
Resp OffResponsible Officer 2021-11-03 2022-07-28
10 Phoenician Securities Limited RepRepresentative 2021-10-27 2021-11-03
Resp OffResponsible Officer 2021-11-03 2022-07-28
11 Polaris Capital (Asia) Limited RepRepresentative 2003-11-06 2005-03-04
12 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED RepRepresentative 2022-08-10 2022-11-02
Resp OffResponsible Officer 2022-11-02 2023-03-23
13 Sunwah Kingsway Leasing and Finance Limited RepRepresentative 2005-03-29 2005-05-24
Resp OffResponsible Officer 2005-05-24 2005-11-30
14 TIANDA ASSET MANAGEMENT LIMITED RepRepresentative 2020-12-24 2021-03-02
Resp OffResponsible Officer 2021-03-02 2021-10-17
15 TIANDA SECURITIES LIMITED RepRepresentative 2020-12-24 2021-03-02
Resp OffResponsible Officer 2021-03-02 2021-10-17
16 Yuanta Asia Investment (Hong Kong) Limited RepRepresentative 2003-10-07 2004-07-05
Resp OffResponsible Officer 2004-07-05 2005-03-24
17 ZHONGCAI ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2016-02-16 2020-11-20
18 Zhongcai Securities Limited Resp OffResponsible Officer 2014-12-19 2020-11-20

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