Wallace, Lee Peter
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | HSBC SECURITIES (ASIA) LIMITED | RepRepresentative | 2005-07-20 | 2006-05-16 | |
Resp OffResponsible Officer | 2006-05-16 | 2008-11-18 | |||
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RepRepresentative | 2005-07-20 | 2006-05-16 | |
Resp OffResponsible Officer | 2006-05-16 | 2008-11-18 | |||
3 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Resp OffResponsible Officer | 2007-03-23 | 2007-08-01 | |
4 | Instinet Alpha Trading Limited | Resp OffResponsible Officer | 2005-06-18 | ||
5 | INSTINET PACIFIC LIMITED | Resp OffResponsible Officer | 2005-06-18 |
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