Lam, Josephine Wai Yan 林惠茵

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SFC roles

Organisation Position From Until
1 Asia Pacific Securities Limited Resp OffResponsible Officer 2004-08-16
2 DBS VICKERS (HONG KONG) LIMITED RepRepresentative 2016-03-11 2016-04-18
Resp OffResponsible Officer 2016-04-18 2018-12-31
3 HSBC BROKING FOREX (ASIA) LIMITED Resp OffResponsible Officer 2019-06-17 2022-06-08
4 HSBC BROKING FUTURES (ASIA) LIMITED RepRepresentative 2019-05-20 2019-06-17
Resp OffResponsible Officer 2019-06-17 2022-06-08
5 HSBC BROKING SECURITIES (ASIA) LIMITED RepRepresentative 2019-05-20 2019-06-17
Resp OffResponsible Officer 2019-06-17 2022-06-08
6 HSBC BROKING SECURITIES (HONG KONG) LIMITED RepRepresentative 2019-05-20 2019-06-17
Resp OffResponsible Officer 2019-06-17 2022-06-08
7 Mason Securities Limited RepRepresentative 2014-07-11 2014-08-04
Resp OffResponsible Officer 2014-08-04 2016-01-29
8 YUE XIU FUTURES COMPANY LIMITED Resp OffResponsible Officer 2003-08-26 2004-08-16

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