Lam, Josephine Wai Yan 林惠茵
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | Asia Pacific Securities Limited | Resp OffResponsible Officer | 2004-08-16 | ||
2 | DBS VICKERS (HONG KONG) LIMITED | RepRepresentative | 2016-03-11 | 2016-04-18 | |
Resp OffResponsible Officer | 2016-04-18 | 2018-12-31 | |||
3 | HSBC BROKING FOREX (ASIA) LIMITED | Resp OffResponsible Officer | 2019-06-17 | 2022-06-08 | |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | RepRepresentative | 2019-05-20 | 2019-06-17 | |
Resp OffResponsible Officer | 2019-06-17 | 2022-06-08 | |||
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | RepRepresentative | 2019-05-20 | 2019-06-17 | |
Resp OffResponsible Officer | 2019-06-17 | 2022-06-08 | |||
6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2019-05-20 | 2019-06-17 | |
Resp OffResponsible Officer | 2019-06-17 | 2022-06-08 | |||
7 | Mason Securities Limited | RepRepresentative | 2014-07-11 | 2014-08-04 | |
Resp OffResponsible Officer | 2014-08-04 | 2016-01-29 | |||
8 | YUE XIU FUTURES COMPANY LIMITED | Resp OffResponsible Officer | 2003-08-26 | 2004-08-16 |
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