To, Wai Man (SFC:AEM387) 陶偉民
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | RepRepresentative | 2005-06-08 | 2005-06-29 | |
| 2 | CES Forex (HK) Limited | RepRepresentative | 2014-02-10 | 2015-01-03 | |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | RepRepresentative | 2015-03-06 | 2019-06-05 | |
| Resp OffResponsible Officer | 2019-06-05 | ||||
| 4 | DELTA ASIA SECURITIES LIMITED | RepRepresentative | 2005-04-12 | ||
| RepRepresentative | 2015-01-19 | 2019-06-05 | |||
| Resp OffResponsible Officer | 2019-06-05 | 2020-09-21 | |||
| RepRepresentative | 2020-09-21 | ||||
| 5 | Delta Asia Wealth Management Limited | RepRepresentative | 2015-03-06 | ||
| 6 | Everbright Securities Investment Services (HK) Limited | RepRepresentative | 2014-02-10 | 2015-01-03 | |
| 7 | orientiert XYZ Securities Limited | RepRepresentative | 2005-07-15 | 2010-03-22 | |
| 8 | Success Securities Limited | RepRepresentative | 2010-06-25 | 2011-04-01 |
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