Mansfield, David Thomas
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | Credit Agricole Securities (Asia) Limited | RepRepresentative | 2006-06-01 | 2008-06-16 | |
2 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2008-06-24 | 2011-06-16 | |
3 | Credit Suisse Futures (Hong Kong) Limited | RepRepresentative | 2008-07-24 | 2008-11-24 | |
4 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2011-04-12 | 2011-06-16 | |
5 | Finex Hong Kong Limited | Resp OffResponsible Officer | 2020-10-20 | 2022-07-20 | |
6 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2005-03-03 | 2006-01-17 | |
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2005-03-03 | 2006-01-17 | |
8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2012-01-16 | 2017-10-09 | |
Resp OffResponsible Officer | 2017-10-09 | 2018-06-08 |
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