Du, Dan (SFC:AOT340) 杜丹

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SFC roles

Organisation Position From Until
1 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED Resp OffResponsible Officer 2007-11-28 2010-05-18
2 GUOYUAN FUTURES (HONG KONG) LIMITED Resp OffResponsible Officer 2008-03-05 2008-09-05
RepRepresentative 2008-09-05 2010-05-18
3 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED RepRepresentative 2007-05-04 2007-10-10
Resp OffResponsible Officer 2007-10-10 2010-05-18
4 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RepRepresentative 2018-04-10 2018-07-16
Resp OffResponsible Officer 2018-07-16 2023-12-14
5 Soochow Securities International Asset Management Limited Resp OffResponsible Officer 2012-12-27 2018-03-22
6 Soochow Securities International Brokerage Limited RepRepresentative 2012-03-09 2012-05-03
Resp OffResponsible Officer 2012-05-03 2018-03-22

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