Herman, Neal Thomson
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RepRepresentative | 2011-11-04 | 2012-12-01 | |
| 2 | CLSA LIMITED | RepRepresentative | 2024-05-31 | 2024-06-08 | |
| 3 | Knight Capital Asia Limited | RepRepresentative | 2010-07-29 | 2011-08-19 | |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | RepRepresentative | 2013-01-07 | 2014-07-14 | |
| RepRepresentative | 2014-09-17 | 2014-09-29 | |||
| RepRepresentative | 2017-11-06 | 2017-11-07 |
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