Ng, So Yi 吳素宜

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SFC roles

Organisation Position From Until
1 CIS SECURITIES ASSET MANAGEMENT LIMITED RepRepresentative 2016-06-28 2016-07-12
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2017-09-06 2019-02-18
3 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2017-09-06 2019-02-18
4 Gentleman Capital Limited RepRepresentative 2024-07-30
5 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED RepRepresentative 2020-06-11 2021-01-29
6 Goldhorse Securities Limited RepRepresentative 2021-05-13 2021-12-20
Resp OffResponsible Officer 2021-12-20 2022-12-15
7 Hong Kong Securities (International) Company Limited RepRepresentative 2012-02-08 2013-07-31
8 Soochow Securities International Brokerage Limited RepRepresentative 2019-02-25 2020-05-17
9 Soochow Securities International Futures Limited RepRepresentative 2019-02-25 2020-05-17
10 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2016-08-04 2017-08-23
11 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2016-08-04 2017-08-23
12 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2013-08-09 2016-04-15
13 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2015-01-09 2016-04-15

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