Guha Roy, Tathagata
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED | RepRepresentative | 2014-04-30 | 2014-08-22 | |
| Resp OffResponsible Officer | 2014-08-22 | 2014-10-15 | |||
| RepRepresentative | 2014-10-15 | 2014-10-16 | |||
| 2 | AT Asset Management (Asia-Pacific) Limited | Resp OffResponsible Officer | 2006-10-06 | 2008-12-31 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | RepRepresentative | 2011-06-15 | 2012-08-29 | |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | RepRepresentative | 2011-06-15 | 2012-01-30 | |
| 5 | Everbright Securities Investment Services (HK) Limited | RepRepresentative | 2010-11-03 | 2011-01-20 | |
| 6 | Legg Mason Asset Management Hong Kong Limited | RepRepresentative | 2004-11-30 | 2005-01-24 | |
| Resp OffResponsible Officer | 2005-01-24 | 2005-08-01 | |||
| 7 | Legg Mason International Equities (Hong Kong) Limited | RepRepresentative | 2004-11-30 | 2005-01-24 | |
| Resp OffResponsible Officer | 2005-01-24 | 2005-08-01 |
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