Chow, Ricky Wai Kei 周瑋琪

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SFC roles

Organisation Position From Until
1 Alpha Financial Group Limited Resp OffResponsible Officer 2009-06-04 2016-12-30
RepRepresentative 2020-09-15 2020-11-06
Resp OffResponsible Officer 2020-11-06 2021-09-30
RepRepresentative 2022-05-06 2022-07-06
Resp OffResponsible Officer 2022-07-06
2 AMPLE CAPITAL LIMITED Resp OffResponsible Officer 2009-06-04 2016-12-30
3 CHINA EVERBRIGHT CAPITAL LIMITED RepRepresentative 2005-10-07 2007-03-27
Resp OffResponsible Officer 2007-03-27 2009-03-23
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2006-03-14 2006-10-23
Resp OffResponsible Officer 2006-10-23 2009-03-23
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2003-12-09 2004-07-06
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2003-12-09 2004-07-06
7 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RepRepresentative 2003-11-04
8 MAINLAND ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2019-09-03 2020-03-19
9 MAINLAND SECURITIES LIMITED Resp OffResponsible Officer 2018-11-13 2020-03-19
10 SINOPAC SECURITIES (ASIA) LIMITED RepRepresentative 2004-07-21 2005-09-29
11 SUNFUND SECURITIES LIMITED Resp OffResponsible Officer 2017-01-23 2018-09-03

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