Or, Lee Sa 柯莉莎

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SFC roles

Organisation Position From Until
1 ABCI Securities Company Limited RepRepresentative 2010-04-12 2012-07-25
2 CATHAY SECURITIES (HONG KONG) LIMITED RepRepresentative 2009-09-07 2010-02-26
3 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED RepRepresentative 2014-07-14 2015-01-12
4 CNI Securities Group Limited RepRepresentative 2020-05-20
5 CORPORATE BROKERS LIMITED RepRepresentative 2015-04-28 2015-06-17
6 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2008-11-04 2009-05-05
7 KGI ASIA LIMITED RepRepresentative 2015-07-03 2017-10-02
RepRepresentative 2017-10-03 2020-02-25
8 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2009-06-03 2009-08-22
9 YUE XIU SECURITIES COMPANY LIMITED RepRepresentative 2013-01-21 2014-02-27

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