Tse, Jaff Ka Wai 謝家威
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | RepRepresentative | 2010-10-11 | 2011-10-24 | |
2 | CGS International Securities Hong Kong Limited | RepRepresentative | 2022-10-13 | ||
3 | Credit Agricole Securities (Asia) Limited | RepRepresentative | 2003-06-12 | 2008-09-01 | |
4 | ICAP Equities Asia Limited | RepRepresentative | 2009-01-19 | 2009-07-29 | |
Resp OffResponsible Officer | 2009-07-29 | 2010-05-05 | |||
5 | MIZUHO SECURITIES ASIA LIMITED | RepRepresentative | 2010-05-18 | 2010-07-31 | |
6 | RBS Asia Securities (Hong Kong) Limited | RepRepresentative | 2003-06-12 | 2005-02-04 | |
7 | Sanford C. Bernstein (Hong Kong) Limited | Resp OffResponsible Officer | 2011-09-28 | 2018-09-26 | |
8 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2003-04-10 | ||
9 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2003-04-10 | ||
10 | YUE XIU SECURITIES COMPANY LIMITED | RepRepresentative | 2019-01-04 | 2022-09-30 |
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