Tse, Jaff Ka Wai 謝家威

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SFC roles

Organisation Position From Until
1 AllianceBernstein Hong Kong Limited RepRepresentative 2010-10-11 2011-10-24
2 CGS International Securities Hong Kong Limited RepRepresentative 2022-10-13
3 Credit Agricole Securities (Asia) Limited RepRepresentative 2003-06-12 2008-09-01
4 ICAP Equities Asia Limited RepRepresentative 2009-01-19 2009-07-29
Resp OffResponsible Officer 2009-07-29 2010-05-05
5 MIZUHO SECURITIES ASIA LIMITED RepRepresentative 2010-05-18 2010-07-31
6 RBS Asia Securities (Hong Kong) Limited RepRepresentative 2003-06-12 2005-02-04
7 Sanford C. Bernstein (Hong Kong) Limited Resp OffResponsible Officer 2011-09-28 2018-09-26
8 UBS SECURITIES ASIA LIMITED RepRepresentative 2003-04-10
9 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2003-04-10
10 YUE XIU SECURITIES COMPANY LIMITED RepRepresentative 2019-01-04 2022-09-30

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