Walters, Andrew James (SFC:AOT505)

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SFC roles

Organisation Position From Until
1 BEAR STEARNS ASIA LIMITED RepRepresentative 2007-04-02 2009-04-29
2 BNP PARIBAS FUTURES (HONG KONG) LIMITED RepRepresentative 2010-07-28 2011-12-30
3 BNP PARIBAS SECURITIES (ASIA) LIMITED RepRepresentative 2009-07-02 2014-03-31
4 CLSA LIMITED RepRepresentative 2014-06-26 2018-01-03
5 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2008-06-05 2009-04-29
6 UBS SECURITIES ASIA LIMITED RepRepresentative 2018-05-08 2023-04-13
7 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2018-05-08 2023-04-13

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