Walters, Andrew James (SFC:AOT505)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | RepRepresentative | 2007-04-02 | 2009-04-29 | |
2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | RepRepresentative | 2010-07-28 | 2011-12-30 | |
3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RepRepresentative | 2009-07-02 | 2014-03-31 | |
4 | CLSA LIMITED | RepRepresentative | 2014-06-26 | 2018-01-03 | |
5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2008-06-05 | 2009-04-29 | |
6 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2018-05-08 | 2023-04-13 | |
7 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2018-05-08 | 2023-04-13 |
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