Poon, To Sing 潘道成

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SFC roles

Organisation Position From Until
1 Avantua Capital Management Limited Resp OffResponsible Officer 2020-04-08 2022-10-31
2 BASIC ASSET MANAGEMENT LIMITED RepRepresentative 2013-02-22 2014-07-31
3 BOCI COMMODITIES & FUTURES LIMITED RepRepresentative 2004-06-16 2006-01-26
4 BOCI SECURITIES LIMITED RepRepresentative 2004-06-16 2006-06-09
5 * BOCOM International Holdings Company Limited RepRepresentative 2006-07-10 2007-10-02
6 BOCOM International Securities Limited RepRepresentative 2007-09-12 2007-10-02
RepRepresentative 2011-04-06 2012-07-04
7 Changjiang Securities Brokerage (HK) Limited RepRepresentative 2014-08-22 2015-10-29
8 CITIC Securities Brokerage (HK) Limited RepRepresentative 2009-02-19 2009-08-29
9 CITIC Securities Futures (HK) Limited RepRepresentative 2009-02-19 2009-08-29
10 KINGDOM INVESTMENT MANAGERS LIMITED Resp OffResponsible Officer 2023-01-11
11 KINGDOM SECURITIES LIMITED (HK) Resp OffResponsible Officer 2022-11-21
12 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RepRepresentative 2007-10-09 2007-11-20
13 Legg Mason Asset Management Hong Kong Limited RepRepresentative 2004-04-07
14 Legg Mason International Equities (Hong Kong) Limited RepRepresentative 2004-04-07
15 MAGIC COMPASS FUTURES LIMITED Resp OffResponsible Officer 2016-09-26 2017-06-09
16 Mintai Asset Management Limited Resp OffResponsible Officer 2018-11-27 2020-04-03
17 ORIENT SECURITIES (HONG KONG) LIMITED RepRepresentative 2015-11-23 2015-12-03
18 Prime Cdex Securities Limited RepRepresentative 2016-04-07 2016-05-26
Resp OffResponsible Officer 2016-05-26 2017-06-09
19 Rich Bay Securities Limited RepRepresentative 2017-06-28 2017-08-28
Resp OffResponsible Officer 2017-08-28 2020-04-03
20 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-09-14 2011-04-01
21 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2009-09-14 2011-04-01
22 WINNINGTON CAPITAL LIMITED RepRepresentative 2008-01-07 2008-12-18

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* = is or was HK primary-listed

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