Poon, To Sing 潘道成

start date:
end date:
include new appointments after start date
show old organisation names

SFC roles

Organisation Position From Until
1 Legg Mason Asset Management Hong Kong Limited RepRepresentative 2004-04-07
2 Legg Mason International Equities (Hong Kong) Limited RepRepresentative 2004-04-07
3 BOCI COMMODITIES & FUTURES LIMITED RepRepresentative 2004-06-16 2006-01-26
4 BOCI SECURITIES LIMITED RepRepresentative 2004-06-16 2006-06-09
5 * BOCOM International Holdings Company Limited RepRepresentative 2006-07-10 2007-10-02
6 BOCOM International Securities Limited RepRepresentative 2007-09-12 2007-10-02
7 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RepRepresentative 2007-10-09 2007-11-20
8 WINNINGTON CAPITAL LIMITED RepRepresentative 2008-01-07 2008-12-18
9 CITIC Securities Brokerage (HK) Limited RepRepresentative 2009-02-19 2009-08-29
10 CITIC Securities Futures (HK) Limited RepRepresentative 2009-02-19 2009-08-29
11 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-09-14 2011-04-01
12 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2009-09-14 2011-04-01
13 BOCOM International Securities Limited RepRepresentative 2011-04-06 2012-07-04
14 BASIC ASSET MANAGEMENT LIMITED RepRepresentative 2013-02-22 2014-07-31
15 Changjiang Securities Brokerage (HK) Limited RepRepresentative 2014-08-22 2015-10-29
16 ORIENT SECURITIES (HONG KONG) LIMITED RepRepresentative 2015-11-23 2015-12-03
17 Prime Cdex Securities Limited RepRepresentative 2016-04-07 2016-05-26
18 Prime Cdex Securities Limited Resp OffResponsible Officer 2016-05-26 2017-06-09
19 MAGIC COMPASS FUTURES LIMITED Resp OffResponsible Officer 2016-09-26 2017-06-09
20 Rich Bay Securities Limited RepRepresentative 2017-06-28 2017-08-28
21 Rich Bay Securities Limited Resp OffResponsible Officer 2017-08-28 2020-04-03
22 Mintai Asset Management Limited Resp OffResponsible Officer 2018-11-27 2020-04-03
23 Avantua Capital Management Limited Resp OffResponsible Officer 2020-04-08 2022-10-31
24 KINGDOM SECURITIES LIMITED (HK) Resp OffResponsible Officer 2022-11-21
25 KINGDOM INVESTMENT MANAGERS LIMITED Resp OffResponsible Officer 2023-01-11

Some data are hidden to fit your display. Rotate?

* = is or was HK primary-listed

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top