Lam, Kwong Yu (SFC:AFD849) 林光宇
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | RepRepresentative | 2011-01-19 | 2012-01-03 | |
| Resp OffResponsible Officer | 2012-01-03 | 2022-02-04 | |||
| 2 | CMB International Global Markets Limited | RepRepresentative | 2022-03-04 | 2022-03-30 | |
| Resp OffResponsible Officer | 2022-03-30 | ||||
| 3 | CMB International Securities Limited | Resp OffResponsible Officer | 2023-03-16 | ||
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RepRepresentative | 2005-10-17 | 2006-03-07 | |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | RepRepresentative | 2006-03-07 | ||
| 6 | Nomura Asia Investment (Hong Kong) Limited | RepRepresentative | 2006-08-11 | 2007-08-11 | |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2006-06-12 | 2007-08-11 | |
| 8 | Vicis Capital (Hong Kong) Limited | RepRepresentative | 2008-12-19 | 2010-02-12 |
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