Luo, Yi (SFC:AQE404) 羅毅

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end date:
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Main board

Organisation Position From Until Total
Return		 CAGR
total
return		 CAGR
relative
return
1 * Southwest Securities International Securities Limited EDExecutive Director 2015-01-27 2015-02-27 0.00%
ED, VPExecutive Director, Vice President 2017-03-25 2019-02-28 -60.83% -38.55% -45.61%
Average -38.55% -45.61%

Manager/adviser/other

Organisation Position From Until Total
Return		 CAGR
total
return		 CAGR
relative
return
1 * Southwest Securities International Securities Limited CoSecCompany Secretary 2015-03-19 2017-05-01 -60.67% -35.73% -37.91%
Average -35.73% -37.91%

SFC roles

Organisation Position From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2009-09-15 2013-01-04
2 GF Capital (Hong Kong) Limited RepRepresentative 2008-01-30 2009-08-31
3 GF Securities (Hong Kong) Brokerage Limited RepRepresentative 2008-01-30 2009-08-31
4 GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED Resp OffResponsible Officer 2023-11-24
5 Huarong International Securities Limited RepRepresentative 2013-05-08 2014-09-09
6 Soochow Securities International Asset Management Limited Resp OffResponsible Officer 2019-07-18 2020-01-16
7 Soochow Securities International Capital Limited RepRepresentative 2019-05-02 2019-06-11
Resp OffResponsible Officer 2019-06-11 2021-09-07
8 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Resp OffResponsible Officer 2015-03-26 2019-02-27

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Total returns are measured from the latest of the start date, the appointment date and 3-Jan-1994 until the earliest of the end date, the resignation/removal date and the last trading date. CAGR is the annualised return and is not shown for periods under 180 days. Relative returns are to the Tracker Fund of HK (2800), starting from the latest of 12-Nov-1999, the appointment date and the chosen start date.

* = is or was HK primary-listed

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