Chua, Tsz Lan 蔡紫蘭

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SFC roles

Organisation Position From Until
1 Bright Fund Management Limited RepRepresentative 2008-01-04 2008-12-03
2 Caitong International Asset Management Co., Limited RepRepresentative 2014-12-15 2015-01-23
Resp OffResponsible Officer 2015-01-23 2016-03-11
3 CAITONG INTERNATIONAL SECURITIES CO., LIMITED RepRepresentative 2014-12-12 2015-06-02
Resp OffResponsible Officer 2015-06-02 2016-03-11
4 CC VENTURE CAPITAL LIMITED RepRepresentative 2022-11-08 2023-02-01
5 CES Commodities (HK) Limited RepRepresentative 2008-01-04 2008-12-03
6 China Galaxy International Asset Management (Hong Kong) Co., Limited Resp OffResponsible Officer 2013-02-25 2014-08-07
7 China Galaxy International Futures (Hong Kong) Co., Limited RepRepresentative 2012-08-01 2014-08-07
8 China Galaxy International Securities (Hong Kong) Co., Limited RepRepresentative 2012-08-01 2014-08-07
9 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2010-08-20 2010-09-27
Resp OffResponsible Officer 2010-09-27 2012-04-01
10 DELTA ASIA FINANCIAL FUTURES LIMITED RepRepresentative 2003-10-27 2005-05-31
11 DELTA ASIA SECURITIES LIMITED RepRepresentative 2003-10-27 2005-05-31
12 GLENWORTH CAPITAL LIMITED RepRepresentative 2019-11-19 2020-01-23
Resp OffResponsible Officer 2020-01-23 2021-08-01
Resp OffResponsible Officer 2023-02-27
13 Hao Tian Asset Management Limited Resp OffResponsible Officer 2021-09-02 2022-02-09
14 ICEA SECURITIES ASIA LIMITED RepRepresentative 2005-12-29 2006-04-19
15 MIB SECURITIES (HONG KONG) LIMITED RepRepresentative 2005-08-04 2005-11-11
16 Neutral Financial Holding Company Limited RepRepresentative 2016-05-20 2018-04-11
Resp OffResponsible Officer 2018-04-11 2019-10-24
17 Penjing Asset Management (HK) Limited RepRepresentative 2009-03-05 2009-09-17
18 SBI China Capital Securities Limited RepRepresentative 2006-05-09 2007-02-28
Resp OffResponsible Officer 2007-02-28 2007-12-07
19 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED RepRepresentative 2009-09-30 2009-12-15
Resp OffResponsible Officer 2009-12-15 2010-08-13
20 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-12-15 2010-08-13
21 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2009-12-15 2010-08-13

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