Leung, Kwok Ming (SFC:AIZ701) 梁國明

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SFC roles

Organisation Position From Until
1 CITIC Securities Asset Management (HK) Limited Resp OffResponsible Officer 2014-10-17 2018-06-29
2 CITIC Securities Brokerage (HK) Limited RepRepresentative 2008-12-17 2009-02-05
Resp OffResponsible Officer 2009-02-05 2019-06-21
3 CITIC Securities Futures (HK) Limited RepRepresentative 2010-03-22 2011-06-27
Resp OffResponsible Officer 2011-06-27 2019-06-21
4 CITIC Securities International Global Markets Limited Resp OffResponsible Officer 2017-05-23 2018-06-25
5 JMC Capital HK Limited Resp OffResponsible Officer 2023-07-19
6 JMC Capital International Limited Resp OffResponsible Officer 2023-07-19
7 Northern Trust Company of Hong Kong Limited (The) RepRepresentative 2003-06-02 2007-02-27
Resp OffResponsible Officer 2007-02-27 2008-07-18
8 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED RepRepresentative 2019-11-14 2020-01-15
Resp OffResponsible Officer 2020-01-15 2023-06-04
9 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RepRepresentative 2019-11-14 2020-01-15
Resp OffResponsible Officer 2020-01-15 2023-06-04
10 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2019-11-14 2020-01-15
Resp OffResponsible Officer 2020-01-15 2023-06-04

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