Banfield, Colin Dennis (SFC:ADW089)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | Aberdeen International Investment Management Limited | Resp OffResponsible Officer | 2006-04-25 | 2007-03-16 | |
2 | Citigroup Global Markets Asia Limited | RepRepresentative | 2010-06-21 | 2011-12-02 | |
Resp OffResponsible Officer | 2011-12-02 | ||||
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2010-06-21 | 2012-01-31 | |
4 | Credit Suisse (Hong Kong) Limited | Resp OffResponsible Officer | 2003-07-17 | 2007-07-16 | |
5 | Credit Suisse Securities (Hong Kong) Limited | Resp OffResponsible Officer | 2007-07-16 | ||
6 | LEHMAN BROTHERS ASIA LIMITED | RepRepresentative | 2007-09-13 | 2007-10-16 | |
Resp OffResponsible Officer | 2007-10-16 | 2008-09-29 | |||
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2008-10-10 | 2009-05-12 | |
Resp OffResponsible Officer | 2009-05-12 | 2010-03-20 |
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