Banfield, Colin Dennis (SFC:ADW089)

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SFC roles

Organisation Position From Until
1 Aberdeen International Investment Management Limited Resp OffResponsible Officer 2006-04-25 2007-03-16
2 Citigroup Global Markets Asia Limited RepRepresentative 2010-06-21 2011-12-02
Resp OffResponsible Officer 2011-12-02
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RepRepresentative 2010-06-21 2012-01-31
4 Credit Suisse (Hong Kong) Limited Resp OffResponsible Officer 2003-07-17 2007-07-16
5 Credit Suisse Securities (Hong Kong) Limited Resp OffResponsible Officer 2007-07-16
6 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2007-09-13 2007-10-16
Resp OffResponsible Officer 2007-10-16 2008-09-29
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2009-05-12
Resp OffResponsible Officer 2009-05-12 2010-03-20

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