Tse, Kwok On 謝國安

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SFC roles

Organisation Position From Until
1 CGS International Securities Hong Kong Limited RepRepresentative 2007-06-22 2011-01-26
2 CITIC Securities (Hong Kong) Limited RepRepresentative 2006-03-31
3 CMB International Capital Limited RepRepresentative 2011-06-23 2011-11-04
Resp OffResponsible Officer 2011-11-04 2015-05-31
4 EDDID CAPITAL LIMITED Resp OffResponsible Officer 2020-08-13 2022-07-13
5 Eddid Securities and Futures Limited RepRepresentative 2020-04-15 2020-05-14
Resp OffResponsible Officer 2020-05-14 2022-07-13
6 Glory Sun Securities Limited RepRepresentative 2023-01-05 2023-02-17
Resp OffResponsible Officer 2023-02-17 2023-03-20
7 ORIENTAL PATRON SECURITIES LIMITED RepRepresentative 2011-01-27 2011-06-01
8 Ping An of China Capital (Hong Kong) Company Limited RepRepresentative 2015-06-11 2017-02-14
9 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED RepRepresentative 2015-06-11 2015-07-22
Resp OffResponsible Officer 2015-07-22 2017-02-14
10 PIPER JAFFRAY ASIA FUTURES LIMITED RepRepresentative 2006-08-28 2007-05-12
11 PIPER JAFFRAY ASIA SECURITIES LIMITED RepRepresentative 2006-08-28 2007-05-12
12 SBI China Capital Financial Services Limited RepRepresentative 2023-05-10 2023-07-04
Resp OffResponsible Officer 2023-07-04
13 SBI China Capital Hong Kong Securities Limited RepRepresentative 2023-05-10
14 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2017-05-29 2017-11-22
Resp OffResponsible Officer 2017-11-22 2020-03-09
15 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED RepRepresentative 2017-05-29 2017-11-22
Resp OffResponsible Officer 2017-11-22 2020-03-09
16 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2006-04-18 2006-08-12
17 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2006-04-18 2006-08-12
18 Yi Shun Da Capital Limited RepRepresentative 2017-03-10 2017-04-25
Resp OffResponsible Officer 2017-04-25 2017-05-17

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