Law, Sheung Pui 羅尚沛
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | * | BOCOM International Holdings Company Limited | RepRepresentative | 2005-06-28 | 2006-08-20 |
2 | CASH ASSET MANAGEMENT LIMITED | RepRepresentative | 2009-05-21 | 2011-02-22 | |
3 | CELESTIAL COMMODITIES LIMITED | RepRepresentative | 2009-07-27 | 2011-02-22 | |
4 | CELESTIAL SECURITIES LIMITED | RepRepresentative | 2006-09-25 | 2011-02-22 | |
5 | China Galaxy International Futures (Hong Kong) Co., Limited | RepRepresentative | 2013-12-09 | ||
6 | China Galaxy International Securities (Hong Kong) Co., Limited | RepRepresentative | 2012-01-09 | ||
7 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RepRepresentative | 2011-02-28 | 2011-10-03 | |
8 | Glory Sun Securities Limited | RepRepresentative | 2011-11-15 | 2012-01-01 | |
9 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RepRepresentative | 2004-07-06 | ||
Resp OffResponsible Officer | 2004-07-06 | 2005-02-07 | |||
RepRepresentative | 2005-02-07 | 2005-03-10 | |||
Resp OffResponsible Officer | 2005-03-10 | 2005-06-23 |
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* = is or was HK primary-listed
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